America's Voice for Main Street's Investors

Our mission is to promote investor trust and confidence and to help small businesses access the U.S. capital markets to grow and create jobs.

LEARN MORE ➔

Direct advocacy.
Strategic communications. Grassroots political outreach.

ASA advances the business, market, regulatory, and legislative issues of unique interest to our members in Washington D.C.

PRESS INQUIRIES ➔

ASA represents members in all 50 states, financing the growth and prosperity of America.

We provide representation, a leadership platform, and a voice for regional financial services companies, their clients, and their chief executives.

LEARN MORE ➔

ASA Submits Comments on Proposed FTC Rule Amending HSR Pre-Merger Filing Process

ASA Newsroom

3 days ago
3 min

ASA Submits Comments on Proposed FTC Rule Amending HSR Pre-Merger Filing Process

ASA submits comments on proposed FTC & DOJ rule amending Hart-Scott-Rodino pre-merger filing process.

ASA Statement on Oversight of SEC Ahead of House Financial Services Committee Hearing

ASA Newsroom

4 days ago
2 min

ASA Statement on Oversight of SEC Ahead of House Financial Services Committee Hearing

ASA released the following statement from ASA President & CEO Chris Iacovella ahead of SEC Chairman Gensler's testimony before the HFSC:

ASA in The Wall Street Journal: The SEC Wants to Spy on Your Portfolio

ASA Newsroom

6 days ago
3 min

ASA in The Wall Street Journal: The SEC Wants to Spy on Your Portfolio

ASA in The Wall Street Journal: The Consolidated Audit Trail will record your Social Security number and all your stock trades.

ASA Statement on SEC’s Rulemaking on Investment Company Act Names Rule

ASA Newsroom

Sep 20
2 min

ASA Statement on SEC’s Rulemaking on Investment Company Act Names Rule

ASA issued the following statement from Chris Iacovella, President and CEO of ASA, on the SEC's Names Rule.

ASA Statement Ahead of Financial Services Hearing on Oversight of SEC Investment Management

ASA Newsroom

Sep 19
2 min

ASA Statement Ahead of Financial Services Hearing on Oversight of SEC Investment Management

ASA released the following statement from President & CEO Chris Iacovella ahead of Director William Birdthistle’s testimony:

Trade Associations Send Letters to SEC on Negative Impacts of Predictive Data Analytics Proposal

ASA Newsroom

Sep 18
2 min

Trade Associations Send Letters to SEC on Negative Impacts of Predictive Data Analytics Proposal

The American Securities Association signed onto two industry letters to the SEC criticizing the Agency's Predictive Data Analytics Rule.

MORE NEWS ➔

KEY POLICY ISSUES

Private

Client

LEARN MORE

Investor

Privacy

LEARN MORE

Corporate

Governance

LEARN MORE

Small

Business

Capital

Formation

LEARN MORE

Market

Structure

LEARN MORE

Fixed

Income

LEARN MORE

1/1

1/1

1/1

MEMBERSHIP ➔

IMPACT

ASA member companies don't just talk about making an impact, they take real action to improve the lives of every individual in the communities they serve.

LEARN MORE ➔

We're at the core of job creation, wealth preservation, and increasing prosperity.

America's Voice for Main Street's Investors

Our mission is to promote investor trust and confidence and to help small businesses access the U.S. capital markets to grow and create jobs.

Sign up for updates from ASA ↓

Direct advocacy.
Strategic communications. Grassroots political outreach.

ASA advances the business, market, regulatory, and legislative issues of unique interest to our members in Washington D.C.

ASA represents members in all 50 states, financing the growth and prosperity of America.

We provide representation, a leadership platform, and a voice for regional financial services companies, their clients, and their chief executives.