America's Voice for Main Street's Investors

Our mission is to promote investor trust and confidence and to help small businesses access the U.S. capital markets to grow and create jobs.

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THE LATEST

ASA Warns SEC Against New and Disruptive Municipal Bond Market Regulations

ASA Newsroom

Jun 23
2 min

ASA Warns SEC Against New and Disruptive Municipal Bond Market Regulations

Broad new mandates that disrupt an otherwise well-functioning market can inflict great harm on investors.

Senate FSGG Republicans Urge SEC to Remove Retail Investor PII from CAT

ASA Newsroom

Jun 17
2 min

Senate FSGG Republicans Urge SEC to Remove Retail Investor PII from CAT

ASA applauds Senator Kennedy, FSGG Ranking Member Hyde-Smith, and Sens. Boozman and Moran for their leadership.

ASA Welcomes Congressional Action on Index Fund Voting Legislation

ASA Newsroom

Jun 14
2 min

ASA Welcomes Congressional Action on Index Fund Voting Legislation

Group vows to work with lawmakers on initiatives to empower retail shareholders.

ASA Urges SEC to Drop Climate-Disclosure Rule

ASA Newsroom

Jun 13
2 min

ASA Urges SEC to Drop Climate-Disclosure Rule

Climate-disclosure rule exceeds the SEC's statutory authority, is arbitrary & capricious, and raises serious First Amendment concerns.

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KEY POLICY ISSUES

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Strategic communications. Grassroots political outreach.

ASA advances the business, market, regulatory, and legislative issues of unique interest to our members in Washington D.C.

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ASA represents members in all 50 states, financing the growth and prosperity of America.

We provide representation, a leadership platform, and a voice for regional financial services companies, their clients, and their chief executives.

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ASA member companies don't just talk about making an impact, they take real action to improve the lives of every individual in the communities they serve.

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We're at the core of job creation, wealth preservation, and increasing prosperity.

America's Voice for Main Street's Investors

Our mission is to promote investor trust and confidence and to help small businesses access the U.S. capital markets to grow and create jobs.

Sign up for updates from ASA ↓

THE LATEST

ASA Warns SEC Against New and Disruptive Municipal Bond Market Regulations

Senate FSGG Republicans Urge SEC to Remove Retail Investor PII from CAT

ASA Welcomes Congressional Action on Index Fund Voting Legislation

ASA Urges SEC to Drop Climate-Disclosure Rule

KEY POLICY ISSUES

Direct advocacy.

Strategic communications. Grassroots political outreach.

ASA advances the business, market, regulatory, and legislative issues of unique interest to our members in Washington D.C.

Private

Client

Investor

Privacy

Corporate

Governance

Small

Business

Capital

Formation

Market

Structure

Fixed

Income

ASA represents members in all 50 states, financing the growth and prosperity of America.

We provide representation, a leadership platform, and a voice for regional financial services companies, their clients, and their chief executives.

IMPACT

We are small and regional financial services companies who advise hardworking and retired Americans.

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Washington Office: 1455 Pennsylvania Ave. NW | Suite 400 | Washington, D.C. | 20004 | (202) 621-1784

Tampa Office: 4830 W. Kennedy Blvd. | Unit 600 | Tampa, FL | 33609 |

Dallas Office: 2911 Turtle Creek Boulevard | Suite 300 | Dallas, TX | 75219 |

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