America's Voice for Main Street's Investors

Our mission is to promote investor trust and confidence and to help small businesses access the U.S. capital markets to grow and create jobs.

LEARN MORE ➔

Direct advocacy.
Strategic communications. Grassroots political outreach.

ASA advances the business, market, regulatory, and legislative issues of unique interest to our members in Washington D.C.

PRESS INQUIRIES ➔

ASA represents members in all 50 states, financing the growth and prosperity of America.

We provide representation, a leadership platform, and a voice for regional financial services companies, their clients, and their chief executives.

LEARN MORE ➔

ASA Outlines Recommendations to Modernize FINRA's Regulatory Framework

WASHINGTON – The American Securities Association (ASA) sent a letter to the Financial Industry Regulatory Authority (FINRA) outlining...

ASA Newsroom

3 days ago1 min read

ASA Questions MSRB's Leadership in Trade Reporting Rule Reversal

WASHINGTON – The American Securities Association (ASA) today questioned the Municipal Securities Rulemaking Board (MSRB)'s leadership...

ASA Newsroom

6 days ago2 min read

ASA Names Adam Rice Chief Public Affairs Officer

WASHINGTON – The American Securities Association (ASA) today named Adam Rice as its Chief Public Affairs Officer. In this role, Rice...

ASA Newsroom

6 days ago2 min read

ASA Calls for Increase in RIA Examinations and Comprehensive Arbitration Review

WASHINGTON – The American Securities Association (ASA) today sent a letter to the Securities and Exchange Commission (SEC) outlining...

ASA Newsroom

Jun 52 min read

ASA Welcomes SEC’s Opening Move to End CCP’s Exploitation of American Markets

WASHINGTON – The American Securities Association (ASA) today commended the Securities and Exchange Commission’s (SEC) unanimous vote to...

ASA Newsroom

Jun 42 min read

ASA Applauds SEC's Fiscal Year 2026 Budget Request

WASHINGTON – The American Securities Association (ASA) today applauded the Securities and Exchange Commission's (SEC) fiscal year 2026...

ASA Newsroom

Jun 32 min read

MORE NEWS ➔

KEY POLICY ISSUES

Private

Client

LEARN MORE

Investor

Privacy

LEARN MORE

Corporate

Governance

LEARN MORE

Small

Business

Capital

Formation

LEARN MORE

Market

Structure

LEARN MORE

Fixed

Income

LEARN MORE

1/1

1/1

1/1

MEMBERSHIP ➔

IMPACT

ASA member companies don't just talk about making an impact, they take real action to improve the lives of every individual in the communities they serve.

LEARN MORE ➔

We're at the core of job creation, wealth preservation, and increasing prosperity.

America's Voice for Main Street's Investors

Our mission is to promote investor trust and confidence and to help small businesses access the U.S. capital markets to grow and create jobs.

Sign up for updates from ASA ↓

Direct advocacy.
Strategic communications. Grassroots political outreach.

ASA advances the business, market, regulatory, and legislative issues of unique interest to our members in Washington D.C.

ASA represents members in all 50 states, financing the growth and prosperity of America.

We provide representation, a leadership platform, and a voice for regional financial services companies, their clients, and their chief executives.

ASA Outlines Recommendations to Modernize FINRA's Regulatory Framework

ASA Questions MSRB's Leadership in Trade Reporting Rule Reversal

ASA Names Adam Rice Chief Public Affairs Officer

ASA Calls for Increase in RIA Examinations and Comprehensive Arbitration Review

ASA Welcomes SEC’s Opening Move to End CCP’s Exploitation of American Markets

ASA Applauds SEC's Fiscal Year 2026 Budget Request