15 minutes ago1 min readASA Applauds SEC Reforms to Help Public Companies Conduct Registered Offerings and Simplify Reporting
1 day ago2 min readASA Welcomes SEC Proposal to Permanently Remove Fixed-Income Securities from Rule 15c2-11
May 51 min readASA Welcomes SEC Proposal to Modernize Corporate Disclosure with Semi-Annual Reporting Option
Apr 302 min readASA Urges FINRA to Overhaul Arbitration System, End Regulatory Capture By Plaintiff Lawyers
Apr 272 min readASA Supports DOL Proposal Protecting Independent Contractor Status for Financial Professionals
Apr 162 min readASA Urges Secretary Bessent to End CAT’s Use of American Investor Personal Information in Wake of Anthropic's Claude Mythos Revelations