THE LATEST

ASA Submits Comments on Proposed FTC Rule Amending HSR Pre-Merger Filing Process

ASA Statement on Oversight of SEC Ahead of House Financial Services Committee Hearing

ASA in The Wall Street Journal: The SEC Wants to Spy on Your Portfolio

ASA Statement on SEC’s Rulemaking on Investment Company Act Names Rule

ASA Statement Ahead of Financial Services Hearing on Oversight of SEC Investment Management

Trade Associations Send Letters to SEC on Negative Impacts of Predictive Data Analytics Proposal

ASA Statement Ahead of Senate Banking Committee Hearing with SEC Chair Gensler

ASA Comments on SEC’s Daily Computation of Customer & Broker-Dealer Reserve Requirements Proposal

ASA Statement on SEC’s CAT Executed Share Model Rulemaking

ASA Submits Comments to SEC on FINRA’s Remote Inspection Pilot Program