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THIS IS ASA
BOARD OF DIRECTORS
Chad Abraham
CEO, Piper Sandler Companies
Dan H. Arnold
PRESIDENT & CEO, LPL Financial
Steve Booth
PRESIDENT & CEO, Robert W. Baird & Co.
Curt Bradbury, Jr.
CHIEF OPERATING OFFICER, Stephens Inc.
Joseph D. Culley, Jr.
HEAD OF CAPITAL MARKETS GROUP, Janney Montgomery Scott, LLC
John R. Ettelson
CHAIRMAN & CEO, William Blair & Company
Estee Faranda
CEO, PFS Investments, Inc.
Larry Martinez
PRESIDENT & CEO, D.A. Davidson & Co.
Ronald J. Kruszewski
CHAIRMAN, PRESIDENT, & CEO, Stifel, Nicolaus & Company, Inc.
Paul C. Reilly
CEO, Raymond James Financial
Jeffrey M. Solomon
CEO, Cowen Inc.
Joseph E. Sweeney
PRESIDENT, ADVICE & WEALTH MANAGEMENT, PRODUCTS & SERVICE DELIVERY, Ameriprise Financial
M. Bradley Winges
PRESIDENT & CEO, Hilltop Securities Inc.
ASSOCIATE MEMBERS
AFFILIATE MEMBERS
Neidiger Tucker Bruner, Englewood, CO
Alamo Capital, Walnut Creek, CA
Arq Advisors, Summit, NJ
Calton & Associates, Tampa, FL
Cape Securities, Inc., McDonough, GA
Capital Portfolio Mgt, Lutherville Timonium, MD
Central States, Prairie Village, TX
Chelsea Financial Services, Staten Island, NY
CL King, Albany, NY
Continental Investors, Longview, WA
Crescent Securities, Dallas, TX
CU Investment Solutions LLC, Overland Park, KS
Dominion Investor Services, Inc., Horseshoe Bay, TX
Emmet & Co., Far Hills, NJ
First Financial Equity, Scottsdale, AZ
FNBB, Birmingham, AL
H.C. Denison, Sheboygan, WI
Hartfield, Titus & Donnelley, Jersey City, NJ
Honey Badger Investment Securities, Irvine, CA
Intercoastal Capital Markets, Boca Raton, FL
Isaak Bond Investments, Lakewood, CO
Kiley Partners Inc, Henderson, NV
Madison Paige, New York, NY
Midland Securities, LLP, Dallas, TX
Municipal Capital Markets Group, Dallas, TX
National Alliance Securities, Austin, TX
Navaid Financial Services Inc., Philadelphia, PA
Odeon Capital, New York, NY
Packerland, Green Bay, WI
R. M. Duncan Securities, Little Rock, AR
Regional Brokers, Cherry Hill, NJ
Robert Blum Municipal Securities, San Francisco, CA
Sentinel Brokers Co., Jupiter, FL
Sequoia Investments Inc., Roswell, GA
Sierra Pacific Securities, LLC, Las Vegas, NV
Signal Securities, Fort Worth, TX
Stark, Salter, & Smith, Thousand Oaks, CA
Sterling Grace Municipals, Spotswood, NJ
U.S. Brokerage, Inc., Columbus, OH
Valdes & Moreno Inc, Kansas City, MO
Van Clemens & Co, Minneapolis, MN
Westhoff Cone Holmstedt, Walnut Creek, CA
WNJ Capital Inc., Philadelphia, PA
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