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THIS IS ASA

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PAUL C. REILLY

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Chairman of the American Securities Association, and Chairman and Chief Executive Officer of Raymond James Financial

Christopher Iacovella

CHRISTOPHER A.
IACOVELLA

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President and Chief Executive Officer of the American Securities Association

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KELLI
McMORROW

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Executive Vice President and Head of Government Affairs for the American Securities Association

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JESSICA R. GIROUX

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General Counsel and Head of Fixed Income Policy for the American Securities Association

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STEPHANIE
ADDISON

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Vice President of Public Affairs for the American Securities Association

BOARD OF DIRECTORS

Chad Abraham

CEO, Piper Sandler Companies

Dan H. Arnold

PRESIDENT & CEO, LPL Financial

Steve Booth

PRESIDENT & CEO, Robert W. Baird & Co.

Curt Bradbury, Jr.

CHIEF OPERATING OFFICER, Stephens Inc.

Joseph D. Culley, Jr.

HEAD OF CAPITAL MARKETS GROUP, Janney Montgomery Scott, LLC

John R. Ettelson

CHAIRMAN & CEO, William Blair & Company

Estee Faranda

CEO, PFS Investments, Inc.

Larry Martinez

PRESIDENT & CEO, D.A. Davidson & Co.

Ronald J. Kruszewski

CHAIRMAN, PRESIDENT, & CEO, Stifel, Nicolaus & Company, Inc.

Douglas W. Preiser

CO-CHIEF OPERATING OFFICER, KeyBanc Capital Markets

Paul C. Reilly

CEO, Raymond James Financial

Jeffrey M. Solomon

CEO, Cowen Inc.

Joseph E. Sweeney

PRESIDENT, ADVICE & WEALTH MANAGEMENT, PRODUCTS & SERVICE DELIVERY, Ameriprise Financial

M. Bradley Winges

PRESIDENT & CEO, Hilltop Securities Inc.

ASSOCIATE MEMBERS

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AFFILIATE MEMBERS

Neidiger Tucker Bruner, Englewood, CO

Alamo Capital, Walnut Creek, CA

Arq Advisors, Summit, NJ

Calton & Associates, Tampa, FL

Cape Securities, Inc., McDonough, GA

Capital Portfolio Mgt, Lutherville Timonium, MD

Central States, Prairie Village, TX

Chelsea Financial Services, Staten Island, NY

CL King, Albany, NY

Continental Investors, Longview, WA

Crescent Securities, Dallas, TX

CU Investment Solutions LLC, Overland Park, KS

Dominion Investor Services, Inc., Horseshoe Bay, TX

Emmet & Co., Far Hills, NJ

First Financial Equity, Scottsdale, AZ

FNBB, Birmingham, AL

H.C. Denison, Sheboygan, WI

Hartfield, Titus & Donnelley, Jersey City, NJ

Honey Badger Investment Securities, Irvine, CA

Intercoastal Capital Markets, Boca Raton, FL

Isaak Bond Investments, Lakewood, CO

Kiley Partners Inc, Henderson, NV

Madison Paige, New York, NY

Midland Securities, LLP, Dallas, TX

Municipal Capital Markets Group, Dallas, TX

National Alliance Securities, Austin, TX

Navaid Financial Services Inc., Philadelphia, PA

Odeon Capital, New York, NY

Packerland, Green Bay, WI

R. M. Duncan Securities, Little Rock, AR

Regional Brokers, Cherry Hill, NJ

Robert Blum Municipal Securities, San Francisco, CA

Sentinel Brokers Co., Jupiter, FL

Sequoia Investments Inc., Roswell, GA

Sierra Pacific Securities, LLC, Las Vegas, NV

Signal Securities, Fort Worth, TX

Stark, Salter, & Smith, Thousand Oaks, CA

Sterling Grace Municipals, Spotswood, NJ

U.S. Brokerage, Inc., Columbus, OH

Valdes & Moreno Inc, Kansas City, MO

Van Clemens & Co, Minneapolis, MN

Westhoff Cone Holmstedt, Walnut Creek, CA

WNJ Capital Inc., Philadelphia, PA

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ASA represents members in all 50 states, financing the growth and prosperity of America.

We provide representation, a leadership platform, and a voice for regional financial services companies, their clients, and their chief executives.

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