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News and updates from the ASA Newsroom.

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Jan 30, 20203 min read

InvestmentNews: 8 predictions for IBDs in 2020

Jan 10, 20202 min read

FINRA Customer Beneficiary Proposal Improves Investor Protections

Jan 7, 20202 min read

ASA Urges Massachusetts to Adopt SEC’s National Reg BI Standard

Dec 6, 20192 min read

SEC’s Muni Advisor Regulatory Rollback Would Undermine Investor Protections

Oct 19, 20193 min read

Why Are American Investors Funding Chinese Fraud?

Jul 19, 20191 min read

ASA Statement on Nomination of Eugene Scalia for Labor Secretary

Jun 13, 20191 min read

New Jersey Must Adopt SEC’s National Reg BI Standard

Jun 5, 20192 min read

SEC’s Reg BI Rule Strengthens Investor Protections, Improves Trust and Confidence

May 23, 20191 min read

ASA Applauds House Passage of SECURE Act to Strengthen Retirement System

May 14, 20191 min read

Portman-Cardin Bill Will Help Tackle America’s Retirement Security Crisis

Apr 1, 20193 min read

ASA Releases Retirement Security Agenda

Mar 14, 20191 min read

ASA Applauds Introduction of Warner/Kennedy Financial Recovery Bill to Hold Bad Actors Accountable

Sep 27, 20181 min read

ASA Commends House Passage of Bipartisan Retirement Security Legislation

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