Sep 102 min readASA Sends Letter to SEC’s Investor Advisory Committee on Disclosure Reform and Regulation NMS
Jun 12 min readASA Submits Comments to DOL Supporting Proposed Fiduciary Rule for Alternative Investments in Retirement Plans
May 182 min readASA Welcomes SEC Proposal to Permanently Remove Fixed-Income Securities from Rule 15c2-11
Apr 302 min readASA Urges FINRA to Overhaul Arbitration System, End Regulatory Capture By Plaintiff Lawyers
Apr 272 min readASA Supports DOL Proposal Protecting Independent Contractor Status for Financial Professionals
Apr 162 min readASA Urges Secretary Bessent to End CAT’s Use of American Investor Personal Information in Wake of Anthropic's Claude Mythos Revelations
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