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THE LATEST

News and updates from the ASA Newsroom.

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Sep 172 min read

ASA Responds to Trump Administration Request Highlighting Harmful State Laws, ESG

Jul 142 min read

ASA Releases Comments on FINRA’s Modern Workplace Rule

Jul 102 min read

ASA Outlines Governance and Decision-Making Failures During MSRB and FINRA Trade Reporting Rulemaking

Jul 91 min read

ASA Supports IEX's Options Order Innovation

Jul 82 min read

ASA Releases Comments on FINRA's Gift Rule

Jun 262 min read

ASA Releases Comments on SEC's Executive Compensation Roundtable

Jun 192 min read

ASA Releases Comments on FINRA Rules to Facilitate Capital Formation

Jun 121 min read

ASA Outlines Recommendations to Modernize FINRA's Regulatory Framework

Apr 102 min read

ASA Sends Letter on SEC’s 44th Annual Small Business Forum

Jan 233 min read

ASA: Gensler SEC’s Lawfare Must Never Happen Again

Jan 101 min read

Following CCP Hack Targeting Treasury, ASA Demands SEC End CAT’s Collection of American Investors Personal and Financial Information

Dec 13, 20242 min read

ASA Calls on FDIC to Abandon Brokered Deposits Rule

Dec 10, 20242 min read

ASA Outlines Priorities for Future of SEC’s Investor Advisory Committee

Oct 31, 20242 min read

ASA Calls for Transparency Ahead of MSRB Concept Release

Oct 29, 20242 min read

ASA Requests Permanent Relief from SEC’s Rule 15c2-11 for Fixed Income

Aug 30, 20242 min read

Regulated Monopolies Seek to Tax American Investors After Backroom Deal

Aug 27, 20242 min read

ASA Sends Letter to SEC Highlighting Penny Stock Listing Risk

Aug 21, 20242 min read

ASA Urges SEC to Abandon One Minute Reporting Proposal

Aug 2, 20242 min read

ASA Submits Comments on Treasury Outbound Investment Proposal

Jul 9, 20241 min read

ICYMI: ASA Files Supplemental Authority in CAT Lawsuit Against the SEC

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