THE LATEST

News and updates from the ASA Newsroom. For press inquiries, contact Adam Rice, ASA's head of Public Affairs.

Search

Jan 11
2 min

ASA Submits Recommendations to Modernize MSRB

Dec 31, 2020
2 min

SROs Have No Legal Authority to Make National Public Policy

Dec 1, 2020
2 min

SEC’s CAT Database Violates Constitutional Rights

Nov 11, 2020
2 min

SEC’s Finders Exemptive Order Weakens Investor Protections, Skirts Congress

Oct 30, 2020
2 min

ASA Calls for Extension of Municipal Liquidity Facility

Oct 19, 2020
2 min

ASA Sends Letter to FINRA on Pennying

Sep 29, 2020
2 min

SEC’s 13F Proposal Will Reduce Transparency, Undermine Investor Confidence

Sep 15, 2020
2 min

ASA Urges SEC to Put Direct Listing Proposal Out for Public Comment

Jul 9, 2020
2 min

ASA Sends Letter to SEC Highlighting Risks to Investors from Chinese Companies

Jun 26, 2020
2 min

ASA Urges SEC to Rescind Muni Advisor Regulatory Rollback

Apr 29, 2020
5 min

ASA Challenges SEC’s Regulation By Enforcement

Apr 23, 2020
2 min

ASA Urges SEC to Extend Market Data Infrastructure Comment Period

Apr 20, 2020
2 min

SEC and FINRA Should Harmonize Rules Around Reg BI

Apr 1, 2020
2 min

ASA Calls on Fed to Establish “Main Street” Credit Facility

Mar 5, 2020
2 min

SEC Must Prioritize Investor Protections Before Expanding Direct Listings

Feb 13, 2020
2 min

ASA Urges SEC to Halt Muni Advisor Regulatory Rollback

Feb 10, 2020
2 min

Chinese Military Indicted in Equifax Breach Shows SEC Must Act to Protect Investors

Feb 4, 2020
2 min

ASA Supports SEC’s Corporate Governance Reforms

Jan 23, 2020
2 min

ASA Urges SEC to Act on Market Structure Innovation

Jan 10, 2020
2 min

FINRA Customer Beneficiary Proposal Improves Investor Protections