THE LATEST

News and updates from the ASA Newsroom.

MEDIA INQUIRIES

Jun 222 min read

ASA Urges SEC to Eliminate Personal Data Collection by the Consolidated Audit Trail

Jun 12 min read

ASA Submits Comments to DOL Supporting Proposed Fiduciary Rule for Alternative Investments in Retirement Plans

May 182 min read

ASA Welcomes SEC Proposal to Permanently Remove Fixed-Income Securities from Rule 15c2-11

Apr 302 min read

ASA Urges FINRA to Overhaul Arbitration System, End Regulatory Capture By Plaintiff Lawyers

Apr 272 min read

ASA Supports DOL Proposal Protecting Independent Contractor Status for Financial Professionals

Apr 212 min read

ASA Files Amicus Brief Urging SCOTUS to Strike Down SEC's Gag Rule

Apr 162 min read

ASA Urges Secretary Bessent to End CAT’s Use of American Investor Personal Information in Wake of Anthropic's Claude Mythos Revelations

Mar 131 min read

ASA Releases Comments to SEC on Small-Entity Definitions

Mar 121 min read

ASA Releases Comments to FINRA on Protecting Seniors from Financial Fraud

Mar 92 min read

ASA Releases Comments on SEC’s 45th Annual Small Business Forum

Mar 52 min read

ASA Outlines Recommendations to Protect American Investors from Fraud

Feb 102 min read

ASA Urges the SEC to Reject or Defer Action on 2025 CAT Funding Proposal

Dec 4, 20252 min read

ASA Submits Comments to SEC on Corporate Governance and Tokenization of Equities

Dec 2, 20251 min read

ASA Submits Comments on SEC's ABS Concept Release

Nov 3, 20252 min read

ASA Urges SEC to Reject SROs’ CAT Funding Proposal

Sep 17, 20252 min read

ASA Responds to Trump Administration Request Highlighting Harmful State Laws, ESG

Jul 14, 20252 min read

ASA Releases Comments on FINRA’s Modern Workplace Rule

Jul 10, 20252 min read

ASA Outlines Governance and Decision-Making Failures During MSRB and FINRA Trade Reporting Rulemaking

Jul 9, 20251 min read

ASA Supports IEX's Options Order Innovation

Jul 8, 20252 min read