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News and updates from the ASA Newsroom. For press inquiries, contact Adam Rice, ASA's head of Public Affairs.

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10 hours ago
2 min

ASA Calls for Extension of Municipal Liquidity Facility

Oct 19
2 min

ASA Sends Letter to FINRA on Pennying

Sep 29
2 min

SEC’s 13F Proposal Will Reduce Transparency, Undermine Investor Confidence

Sep 15
2 min

ASA Urges SEC to Put Direct Listing Proposal Out for Public Comment

Jul 9
2 min

ASA Sends Letter to SEC Highlighting Risks to Investors from Chinese Companies

Jun 26
2 min

ASA Urges SEC to Rescind Muni Advisor Regulatory Rollback

Apr 29
5 min

ASA Challenges SEC’s Regulation By Enforcement

Apr 23
2 min

ASA Urges SEC to Extend Market Data Infrastructure Comment Period

Apr 20
2 min

SEC and FINRA Should Harmonize Rules Around Reg BI

Apr 1
2 min

ASA Calls on Fed to Establish “Main Street” Credit Facility

Mar 5
2 min

SEC Must Prioritize Investor Protections Before Expanding Direct Listings

Feb 13
2 min

ASA Urges SEC to Halt Muni Advisor Regulatory Rollback

Feb 10
2 min

Chinese Military Indicted in Equifax Breach Shows SEC Must Act to Protect Investors

Feb 4
2 min

ASA Supports SEC’s Corporate Governance Reforms

Jan 23
2 min

ASA Urges SEC to Act on Market Structure Innovation

Jan 10
2 min

FINRA Customer Beneficiary Proposal Improves Investor Protections

Jan 7
2 min

ASA Urges Massachusetts to Adopt SEC’s National Reg BI Standard

Dec 13, 2019
2 min

Expanding Direct Listings Would Weaken Investor Protections

Dec 6, 2019
2 min

SEC’s Muni Advisor Regulatory Rollback Would Undermine Investor Protections

Nov 7, 2019
3 min

ASA Calls on FSOC to Protect the Personal Data of Every American Investor