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News and updates from the ASA Newsroom. For press inquiries, contact Adam Rice, ASA's head of Public Affairs.

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Apr 29
5 min

ASA Challenges SEC’s Regulation By Enforcement

Apr 23
2 min

ASA Urges SEC to Extend Market Data Infrastructure Comment Period

Apr 20
2 min

SEC and FINRA Should Harmonize Rules Around Reg BI

Apr 1
2 min

ASA Calls on Fed to Establish “Main Street” Credit Facility

Mar 5
2 min

SEC Must Prioritize Investor Protections Before Expanding Direct Listings

Feb 13
2 min

ASA Urges SEC to Halt Muni Advisor Regulatory Rollback

Feb 10
2 min

Chinese Military Indicted in Equifax Breach Shows SEC Must Act to Protect Investors

Feb 4
2 min

ASA Supports SEC’s Corporate Governance Reforms

Jan 23
2 min

ASA Urges SEC to Act on Market Structure Innovation

Jan 10
2 min

FINRA Customer Beneficiary Proposal Improves Investor Protections

Jan 7
2 min

ASA Urges Massachusetts to Adopt SEC’s National Reg BI Standard

Dec 13, 2019
2 min

Expanding Direct Listings Would Weaken Investor Protections

Dec 6, 2019
2 min

SEC’s Muni Advisor Regulatory Rollback Would Undermine Investor Protections

Nov 7, 2019
3 min

ASA Calls on FSOC to Protect the Personal Data of Every American Investor

Oct 24, 2019
2 min

ASA Commends SEC Efforts to Modernize Corporate Disclosure Process

Jul 31, 2019
2 min

ASA Submits Comment Letter to SEC on Proposal to Help Revitalize IPO Market

Jun 14, 2019
1 min

New Jersey Must Adopt SEC’s National Reg BI Standard

May 18, 2019
2 min

ASA Calls on SEC Commissioners to Protect Americans From Identity Theft

May 3, 2019
1 min

Europe’s MiFID II Rules Harming Small Companies and American Investors

Feb 26, 2019
2 min

SEC Can Protect Investors Without Collecting Personally Identifiable Information