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THE LATEST

News and updates from the ASA Newsroom.

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3 days ago2 min read

ASA Urges the SEC to Reject or Defer Action on 2025 CAT Funding Proposal

Dec 4, 20252 min read

ASA Submits Comments to SEC on Corporate Governance and Tokenization of Equities

Dec 2, 20251 min read

ASA Submits Comments on SEC's ABS Concept Release

Nov 3, 20252 min read

ASA Urges SEC to Reject SROs’ CAT Funding Proposal

Sep 17, 20252 min read

ASA Responds to Trump Administration Request Highlighting Harmful State Laws, ESG

Jul 14, 20252 min read

ASA Releases Comments on FINRA’s Modern Workplace Rule

Jul 10, 20252 min read

ASA Outlines Governance and Decision-Making Failures During MSRB and FINRA Trade Reporting Rulemaking

Jul 9, 20251 min read

ASA Supports IEX's Options Order Innovation

Jul 8, 20252 min read

ASA Releases Comments on FINRA's Gift Rule

Jun 26, 20252 min read

ASA Releases Comments on SEC's Executive Compensation Roundtable

Jun 19, 20252 min read

ASA Releases Comments on FINRA Rules to Facilitate Capital Formation

Jun 12, 20251 min read

ASA Outlines Recommendations to Modernize FINRA's Regulatory Framework

Apr 10, 20252 min read

ASA Sends Letter on SEC’s 44th Annual Small Business Forum

Jan 23, 20253 min read

ASA: Gensler SEC’s Lawfare Must Never Happen Again

Jan 10, 20251 min read

Following CCP Hack Targeting Treasury, ASA Demands SEC End CAT’s Collection of American Investors Personal and Financial Information

Dec 13, 20242 min read

ASA Calls on FDIC to Abandon Brokered Deposits Rule

Dec 10, 20242 min read

ASA Outlines Priorities for Future of SEC’s Investor Advisory Committee

Oct 31, 20242 min read

ASA Calls for Transparency Ahead of MSRB Concept Release

Oct 29, 20242 min read

ASA Requests Permanent Relief from SEC’s Rule 15c2-11 for Fixed Income

Aug 30, 20242 min read

Regulated Monopolies Seek to Tax American Investors After Backroom Deal

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