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, ASA's head of Public Affairs.
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Jun 11
3 min
ASA Releases ESG Disclosure Resource Index and Raises Questions to Consider
Jun 10
2 min
ASA Outlines Market Structure Reforms
May 6
2 min
SEC Must Swiftly Implement Holding Foreign Companies Accountable Act
Mar 31
2 min
ASA Welcomes President Biden’s Infrastructure Agenda
Jan 29
2 min
SEC’s CAT Database Shouldn’t Collect Retail Investor Data
Jan 11
2 min
ASA Submits Recommendations to Modernize MSRB
Dec 31, 2020
2 min
SROs Have No Legal Authority to Make National Public Policy
Dec 1, 2020
2 min
SEC’s CAT Database Violates Constitutional Rights
Nov 11, 2020
2 min
SEC’s Finders Exemptive Order Weakens Investor Protections, Skirts Congress
Oct 30, 2020
2 min
ASA Calls for Extension of Municipal Liquidity Facility
Oct 19, 2020
2 min
ASA Sends Letter to FINRA on Pennying
Sep 29, 2020
2 min
SEC’s 13F Proposal Will Reduce Transparency, Undermine Investor Confidence
Sep 15, 2020
2 min
ASA Urges SEC to Put Direct Listing Proposal Out for Public Comment
Jul 9, 2020
2 min
ASA Sends Letter to SEC Highlighting Risks to Investors from Chinese Companies
Jun 26, 2020
2 min
ASA Urges SEC to Rescind Muni Advisor Regulatory Rollback
Apr 29, 2020
5 min
ASA Challenges SEC’s Regulation By Enforcement
Apr 23, 2020
2 min
ASA Urges SEC to Extend Market Data Infrastructure Comment Period
Apr 20, 2020
2 min
SEC and FINRA Should Harmonize Rules Around Reg BI
Apr 1, 2020
2 min
ASA Calls on Fed to Establish “Main Street” Credit Facility
Mar 5, 2020
2 min
SEC Must Prioritize Investor Protections Before Expanding Direct Listings
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