ASA, Trade Associations Urge Department of Labor to Reconsider ‘Rushed’, ‘Dismissive’ Retirement Security Rulemaking Process
THE LATEST
News and updates from the ASA Newsroom.
- Apr 8
- 2 min
ASA Submits Comments to Treasury on Financial Inclusion
- Feb 26
- 1 min
ASA Submits Comments to MSRB on Impact of Municipal Market Regulation on Small and Mid-Sized Firms
- Feb 16
- 2 min
ASA Submits Comments on One-Minute Trade Reporting Proposal
- Feb 14
- 2 min
ASA Demands SEC to Heed FBI Director Wray’s CCP Cyber Threat Warnings and Remove PII from Consolidated Audit Trail
- Jan 16
- 2 min
ASA Comments on Basel III Endgame Proposal
- Jan 5
- 3 min
ASA, Healthy Markets Submit Comments to SEC Supporting Volume-Based Exchange Transaction Pricing Proposal
- Jan 3
- 2 min
Joint Trade Associations Urge SEC, MSRB to Improve Budget Transparency
- Dec 27, 2023
- 2 min
ASA Submits Comments to Department of Labor on Retirement Security Rule
- Dec 20, 2023
- 1 min
ASA Statement on Circuit Court Vacating SEC Stock Buyback Reporting Rule
- Dec 4, 2023
- 3 min
ASA Submits Comments to NASAA on Broker-Dealer Model Rule
- Nov 16, 2023
- 2 min
Joint Trade Associations Warn Congress of ‘Detrimental Impact’ of FTC, DOJ’s HSR Pre-Merger Proposal
- Nov 14, 2023
- 1 min
ASA Urges Department of Labor to Extend Comment Period on Proposed Fiduciary Rule
- Oct 30, 2023
- 2 min
ASA Submits Comments on SEC Proposed Rule for Safeguarding Advisory Client Assets
- Oct 10, 2023
- 3 min
ASA Opposes Proposed Predictive Data Analytics Rulemaking
- Sep 28, 2023
- 3 min
ASA Submits Comments on Proposed FTC Rule Amending HSR Pre-Merger Filing Process
- Sep 18, 2023
- 2 min
Trade Associations Send Letters to SEC on Negative Impacts of Predictive Data Analytics Proposal
- Sep 11, 2023
- 4 min
ASA Comments on SEC’s Daily Computation of Customer & Broker-Dealer Reserve Requirements Proposal
- Aug 29, 2023
- 1 min
ASA Submits Comments to SEC on FINRA’s Remote Inspection Pilot Program
- Aug 18, 2023
- 2 min
ASA Supports Issuer Comment Letter on Treasury’s IRA Tax Credit Guidance