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THE LATEST
News and updates from the ASA Newsroom. For press inquiries, contact
Adam Rice
, ASA's head of Public Affairs.
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4 days ago
2 min
ASA Supports Shortening Corporate Debt Settlement Cycle
Jan 14
2 min
ASA Sends Letter on SEC’s Reg Flex Agenda
Dec 24, 2021
1 min
ASA Sends Letter Opposing SEC's Proxy Voting Advice Proposal
Dec 13, 2021
2 min
ASA Urges DOL to Drop ESG Rule Proposal That Harms Workers and Retirees
Dec 3, 2021
2 min
ASA Calls on SEC to Extend Comment Period
Oct 22, 2021
1 min
ASA Calls for Fixed Income Exemption to SEC OTC Rule 15c2-11
Oct 1, 2021
2 min
SEC Right to Scrutinize Gamification of Trading
Sep 8, 2021
2 min
DOL Must Follow Law
Jun 11, 2021
3 min
ASA Releases ESG Disclosure Resource Index and Raises Questions to Consider
Jun 10, 2021
2 min
ASA Outlines Market Structure Reforms
May 6, 2021
2 min
SEC Must Swiftly Implement Holding Foreign Companies Accountable Act
Mar 31, 2021
2 min
ASA Welcomes President Biden’s Infrastructure Agenda
Jan 29, 2021
2 min
SEC’s CAT Database Shouldn’t Collect Retail Investor Data
Jan 11, 2021
2 min
ASA Submits Recommendations to Modernize MSRB
Dec 31, 2020
2 min
SROs Have No Legal Authority to Make National Public Policy
Dec 1, 2020
2 min
SEC’s CAT Database Violates Constitutional Rights
Nov 11, 2020
2 min
SEC’s Finders Exemptive Order Weakens Investor Protections, Skirts Congress
Oct 30, 2020
2 min
ASA Calls for Extension of Municipal Liquidity Facility
Oct 19, 2020
2 min
ASA Sends Letter to FINRA on Pennying
Sep 29, 2020
2 min
SEC’s 13F Proposal Will Reduce Transparency, Undermine Investor Confidence
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