THE LATEST

ASA Warns SEC Against New and Disruptive Municipal Bond Market Regulations

ASA Urges SEC to Drop Climate-Disclosure Rule

ASA Comments on FINRA Regulatory Notice 22-08

ASA Comments on SEC’s Definition of “Exchange” & Regulation ATS Proposal

ASA Urges SEC to Shorten Settlement Cycle

ASA Urges SEC to Extend Comment Period for 90 Days

Buybacks Benefit Shareholders and Promote Long-Term Investment

ASA Comments on SEC’s Reopening of “Pay Versus Performance”

ASA Submits Comments on ESG Practices in the Municipal Securities Markets

ASA Files Lawsuit to Protect America’s Retirement Savers

SEC’s Inspector General Report Exposes Cyber and Data Security Vulnerabilities

ASA Supports Shortening Corporate Debt Settlement Cycle

ASA Sends Letter on SEC’s Reg Flex Agenda

ASA Sends Letter Opposing SEC's Proxy Voting Advice Proposal

ASA Urges DOL to Drop ESG Rule Proposal That Harms Workers and Retirees

ASA Calls on SEC to Extend Comment Period

ASA Calls for Fixed Income Exemption to SEC OTC Rule 15c2-11

SEC Right to Scrutinize Gamification of Trading

DOL Must Follow Law

ASA Releases ESG Disclosure Resource Index and Raises Questions to Consider