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Jun 23
2 min
ASA Warns SEC Against New and Disruptive Municipal Bond Market Regulations
Jun 13
2 min
ASA Urges SEC to Drop Climate-Disclosure Rule
May 2
2 min
ASA Comments on FINRA Regulatory Notice 22-08
Apr 22
2 min
ASA Comments on SEC’s Definition of “Exchange” & Regulation ATS Proposal
Apr 21
2 min
ASA Urges SEC to Shorten Settlement Cycle
Apr 7
2 min
ASA Urges SEC to Extend Comment Period for 90 Days
Apr 1
2 min
Buybacks Benefit Shareholders and Promote Long-Term Investment
Mar 14
2 min
ASA Comments on SEC’s Reopening of “Pay Versus Performance”
Mar 11
2 min
ASA Submits Comments on ESG Practices in the Municipal Securities Markets
Feb 9
2 min
ASA Files Lawsuit to Protect America’s Retirement Savers
Feb 1
2 min
SEC’s Inspector General Report Exposes Cyber and Data Security Vulnerabilities
Jan 19
2 min
ASA Supports Shortening Corporate Debt Settlement Cycle
Jan 14
2 min
ASA Sends Letter on SEC’s Reg Flex Agenda
Dec 24, 2021
1 min
ASA Sends Letter Opposing SEC's Proxy Voting Advice Proposal
Dec 13, 2021
2 min
ASA Urges DOL to Drop ESG Rule Proposal That Harms Workers and Retirees
Dec 3, 2021
2 min
ASA Calls on SEC to Extend Comment Period
Oct 22, 2021
1 min
ASA Calls for Fixed Income Exemption to SEC OTC Rule 15c2-11
Oct 1, 2021
2 min
SEC Right to Scrutinize Gamification of Trading
Sep 8, 2021
2 min
DOL Must Follow Law
Jun 11, 2021
3 min
ASA Releases ESG Disclosure Resource Index and Raises Questions to Consider
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