THE LATEST

ASA Submits Comments on Proposed FTC Rule Amending HSR Pre-Merger Filing Process

Trade Associations Send Letters to SEC on Negative Impacts of Predictive Data Analytics Proposal

ASA Comments on SEC’s Daily Computation of Customer & Broker-Dealer Reserve Requirements Proposal

ASA Submits Comments to SEC on FINRA’s Remote Inspection Pilot Program

ASA Supports Issuer Comment Letter on Treasury’s IRA Tax Credit Guidance

ASA Comments on FINRA Liquidity Risk Management Proposal

ASA Resubmits Comments to SEC on Proposal to Amend Definition of “Exchange”

ASA Submits Comments to SEC on Cybersecurity Proposals

ASA Calls on SEC to Address Decline in IPOs

ASA Applauds Rep. Donalds Letter to the SEC

ASA Sends Joint Letter to SEC on Clawback Rule

ASA Submits Comments to SEC on Market Structure Proposals

ASA Issues Statement Ahead of FSGG Budget Hearing

ASA Submits Comments to SEC on Conflicts of Interest Proposal

ASA Calls on SEC to Delay Comment Timeline for Market Structure Proposals

ASA Calls on SEC to Reject SRO Executed Share Model Proposal

Applauds SEC Action to Expand Safeguarding Rule

ASA Welcomes SEC’s Proposal to Shorten Settlement Cycle to T+1

ASA Applauds District Court’s Decision to Invalidate DOL Policy as Unlawful Rulemaking

ASA Submits Recommendations to SEC Small Business Capital Formation Advisory Committee