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ICYMI: ASA in the Bond Buyer: The $823 billion tax bomb threatening America's communities
With President Trump’s inauguration right around the corner and Congress gearing up for a month’s long tax debate, the municipal finance...
Jan 22, 20253 min read
ASA in The Washington Times: The Government Wants to Weaponize the Stock Market
ASA in The Washington Times: The Government Wants to Weaponize the Stock Market
Mar 4, 20243 min read
ASA in The Hill: The SEC can’t protect its own data. Should it be trusted to protect yours?
ASA President & CEO Chris Iacovella pens an op-ed in The Hill raising concerns about the SEC's collection of investors' PII on the CAT.
Jan 26, 20243 min read
ICYMI: The Fixed Income Market Isn't Broken, So Stop Trying to Fix It
American Securities Association Pres. & CEO Chris Iacovella penned an op-ed in The Bond Buyer on regulators' ambitions to enact regulation.
Jun 7, 20233 min read
ASA Opinion: The True Cost of the SEC’s Regulatory Overreach
ASA CEO Christopher Iacovella published an op-ed in The Washington Times. Under Chair Gensler, the SEC has proposed over 44 new regulations.
Mar 23, 20233 min read
Applauds SEC Action to Expand Safeguarding Rule
ASA released a statement regarding the SEC's proposal to amend and redesignate rule 206(4)-2 under the Advisers Act.
Feb 15, 20231 min read
ASA Opinion: Sam Bankman-Fried's FTX brought us crypto's Madoff moment.
It feels like 2008 all over again as Bernie Madoff’s playbook has resurfaced—only this time it’s in crypto.
Dec 13, 20223 min read
ASA Opinion: SEC Unleashes Political Activists on the American Economy
The agency needs to step back from being a moral arbiter of shareholder proposals and focus on its core mission.
Dec 4, 20214 min read
ASA Opinion: Wall Street's Cozy China Ties
Only a bipartisan Washington can force Wall Street to stop funding the Chinese Communist Party.
Jun 18, 20213 min read
ASA Opinion: Municipal Bonds Key to America’s Infrastructure Modernization Opportunity
These bonds support public health, clean water, affordable housing, food security, renewable energy, and public education.
Apr 14, 20213 min read
ASA Supports Gensler SEC Nomination
Mr. Gensler will be a strong, independent voice for America’s working families, retirees, and savers who invest in our markets.
Mar 1, 20212 min read
ASA Letter to WSJ: Real Audits for Chinese Firms Listed in the U.S.
The Journal's editorial from December 16th misses the mark on the Holding Foreign Companies Accountable Act.
Dec 29, 20202 min read
An Open Letter To Advisors From the Chairman of the ASA
Every financial advisor in the country needs to be aware of a serious client privacy issue developing with the SEC.
Jun 11, 20203 min read
ASA Opinion: Washington Must End China's Fraud on Our Markets
Allowing China to continue to deceive them undermines America’s national security, economic security, and our values.
Jun 1, 20203 min read
ASA Opinion: Let’s Do the Right Thing for Massachusetts’ Savers
For Massachusetts to move forward with its own state-based rule when a strong national standard already exists is unnecessary.
Feb 6, 20203 min read
Why Are American Investors Funding Chinese Fraud?
If you think this concern is misplaced, think again.
Oct 19, 20193 min read
ASA Op-Ed: The National Security Risk No One Is Talking About
The government’s responsibility to protect us from external threats is as important today as it’s ever been.
Jul 3, 20192 min read
SEC’s Reg BI Strengthens Investor Protections
Each day, America’s financial advisors go to work in communities across the country to help their neighbors develop plans to save for retire
Feb 15, 20191 min read
The SEC Shouldn’t Let Political Operatives Stop Reform of the Shareholder Process
An alliance of fund managers and proxy advisors acting as political operatives are trying to extend the worst of the campaign season beyond
Nov 13, 20181 min read
The SEC Needs a Market Structure Reset
At this stage, market participants are left with two options: lobby the regulator to change the rules in a way that will increase their prof
Oct 26, 20181 min read
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