ASA Supports Bicameral Introduction of Legislation Granting Fixed Income Securities Permanent Relief from Rule 15c2-11
THE LATEST
News and updates from the ASA Newsroom.
- Oct 30, 2023
- 3 min
ASA Statement on SEC Exempting Rule 144A Fixed-Income Securities from Rule 15c2-11
- Jun 7, 2023
- 3 min
ICYMI: The Fixed Income Market Isn't Broken, So Stop Trying to Fix It
- Apr 19, 2023
- 1 min
ASA Sends Letter to Capital Markets Subcommittee
- Feb 28, 2023
- 1 min
ASA Welcomes CRA Rollback of DOL ESG Rule
- Feb 13, 2023
- 1 min
ASA Applauds District Court’s Decision to Invalidate DOL Policy as Unlawful Rulemaking
- Oct 19, 2022
- 1 min
ASA Welcomes Safeguarding Investment Options for Retirement Act
- Jun 23, 2022
- 2 min
ASA Warns SEC Against New and Disruptive Municipal Bond Market Regulations
- Jun 14, 2022
- 2 min
ASA Welcomes Congressional Action on Index Fund Voting Legislation
- May 9, 2022
- 2 min
ASA Responds to SEC’s Comment Period Extension
- May 2, 2022
- 2 min
ASA Comments on FINRA Regulatory Notice 22-08
- Apr 22, 2022
- 2 min
ASA Comments on SEC’s Definition of “Exchange” & Regulation ATS Proposal
- Apr 7, 2022
- 2 min
ASA Urges SEC to Extend Comment Period for 90 Days
- Mar 30, 2022
- 1 min
ASA Applauds House Passage of Bipartisan Retirement Security Legislation
- Mar 21, 2022
- 2 min
ASA Statement on SEC’s Climate Disclosure Proposal
- Mar 14, 2022
- 2 min
ASA Comments on SEC’s Reopening of “Pay Versus Performance”
- Mar 11, 2022
- 2 min
ASA Submits Comments on ESG Practices in the Municipal Securities Markets
- Mar 8, 2022
- 1 min
ASA Statement on Senate Banking Arbitration Hearing
- Feb 9, 2022
- 2 min
ASA Files Lawsuit to Protect America’s Retirement Savers
- Feb 1, 2022
- 2 min
SEC’s Inspector General Report Exposes Cyber and Data Security Vulnerabilities