THE LATEST

News and updates from the ASA Newsroom.

Aug 21
2 min

ASA Urges SEC to Abandon One Minute Reporting Proposal

Jul 30
2 min

ASA Urges Congress to Preserve the Tax-Exempt Status of Municipal Bonds

Jan 31
2 min

ASA Supports Bicameral Introduction of Legislation Granting Fixed Income Securities Permanent Relief from Rule 15c2-11

Oct 30, 2023
3 min

ASA Statement on SEC Exempting Rule 144A Fixed-Income Securities from Rule 15c2-11

Jun 7, 2023
3 min

ICYMI: The Fixed Income Market Isn't Broken, So Stop Trying to Fix It

Apr 19, 2023
1 min

ASA Sends Letter to Capital Markets Subcommittee

Feb 28, 2023
1 min

ASA Welcomes CRA Rollback of DOL ESG Rule

Feb 13, 2023
1 min

ASA Applauds District Court’s Decision to Invalidate DOL Policy as Unlawful Rulemaking

Oct 19, 2022
1 min

ASA Welcomes Safeguarding Investment Options for Retirement Act

Jun 23, 2022
2 min

ASA Warns SEC Against New and Disruptive Municipal Bond Market Regulations

Jun 14, 2022
2 min

ASA Welcomes Congressional Action on Index Fund Voting Legislation

May 9, 2022
2 min

ASA Responds to SEC’s Comment Period Extension

May 2, 2022
2 min

ASA Comments on FINRA Regulatory Notice 22-08

Apr 22, 2022
2 min

ASA Comments on SEC’s Definition of “Exchange” & Regulation ATS Proposal

Apr 7, 2022
2 min

ASA Urges SEC to Extend Comment Period for 90 Days

Mar 30, 2022
1 min

ASA Applauds House Passage of Bipartisan Retirement Security Legislation

Mar 21, 2022
2 min

ASA Statement on SEC’s Climate Disclosure Proposal

Mar 14, 2022
2 min

ASA Comments on SEC’s Reopening of “Pay Versus Performance”

Mar 11, 2022
2 min

ASA Submits Comments on ESG Practices in the Municipal Securities Markets

Mar 8, 2022
1 min

THE LATEST

News and updates from the ASA Newsroom.

ASA Urges SEC to Abandon One Minute Reporting Proposal

ASA Urges Congress to Preserve the Tax-Exempt Status of Municipal Bonds

ASA Supports Bicameral Introduction of Legislation Granting Fixed Income Securities Permanent Relief from Rule 15c2-11

ASA Statement on SEC Exempting Rule 144A Fixed-Income Securities from Rule 15c2-11

ICYMI: The Fixed Income Market Isn't Broken, So Stop Trying to Fix It

ASA Sends Letter to Capital Markets Subcommittee

ASA Welcomes CRA Rollback of DOL ESG Rule

ASA Applauds District Court’s Decision to Invalidate DOL Policy as Unlawful Rulemaking

ASA Welcomes Safeguarding Investment Options for Retirement Act

ASA Warns SEC Against New and Disruptive Municipal Bond Market Regulations

ASA Welcomes Congressional Action on Index Fund Voting Legislation

ASA Responds to SEC’s Comment Period Extension

ASA Comments on FINRA Regulatory Notice 22-08

ASA Comments on SEC’s Definition of “Exchange” & Regulation ATS Proposal

ASA Urges SEC to Extend Comment Period for 90 Days

ASA Applauds House Passage of Bipartisan Retirement Security Legislation

ASA Statement on SEC’s Climate Disclosure Proposal

ASA Comments on SEC’s Reopening of “Pay Versus Performance”

ASA Submits Comments on ESG Practices in the Municipal Securities Markets

ASA Statement on Senate Banking Arbitration Hearing

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