THE LATEST

ASA Statement Ahead of Financial Services Hearing on Oversight of SEC Investment Management

ASA Statement Ahead of Senate Banking Committee Hearing with SEC Chair Gensler

ASA Statement on SEC’s CAT Executed Share Model Rulemaking

ASA Comments on FINRA Liquidity Risk Management Proposal

ASA Statement on Expiration of MiFID II No-Action Relief

ASA Supports Senate Legislation on MiFID II No-Action Relief

ASA Supports Legislation Addressing SEC Materiality Standard

ASA Expresses Concerns with SEC Regulatory Agenda to Financial Services Committee

ASA Supports Bipartisan Congressional Letter to SEC on MiFID II No-Action Relief

ASA Statement on the SEC’s Spring 2023 Regulatory Agenda

ASA Applauds Passage of Bipartisan Capital Formation Legislation

ASA Calls on SEC to Address Decline in IPOs

ASA to Congress: Hold Chairman Gensler Accountable

ASA Applauds Rep. Sessions’ Small Business Research Legislation

ASA Welcomes House Financial Services IPO Legislation

ASA Commends Capital Markets Subcommittee for Prioritizing Capital Formation

ASA Submits Recommendations to SEC Small Business Capital Formation Advisory Committee

ASA Welcomes New Members on House and Senate Financial Committees

ASA Welcomes Senate Banking Committee on Capital Formation

ASA Welcomes Midterm Election Results