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Oct 19
2 min
ASA Sends Letter to FINRA on Pennying
Jun 16
2 min
Court Ruling on Access Fee Pilot a Win for American Investors
Apr 23
2 min
ASA Urges SEC to Extend Market Data Infrastructure Comment Period
Feb 18
2 min
ASA Names Kelli McMorrow Head of Government Affairs
Jan 23
1 min
POLITICO: Securities Group Presses to Boost Market for Thinly Traded Securities
Jan 23
2 min
ASA Urges SEC to Act on Market Structure Innovation
Dec 13, 2019
2 min
Expanding Direct Listings Would Weaken Investor Protections
Mar 30, 2019
1 min
SEC’s Transaction Pilot Delay Good for Main Street Investors
Sep 20, 2018
1 min
Government Pilot Favors Dark Pools Over Transparency
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