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ASA Applauds SEC Chairman Atkins' Efforts to Revitalize America's Capital Markets
WASHINGTON – The American Securities Association (ASA) today applauded a major speech from Securities and Exchange Commission (SEC) Chairman Paul Atkins laying out his vision to strengthen and revitalize America's capital markets. "Chairman Atkins' vision to strengthen and revitalize America's public markets will expand economic opportunity for generations of America's working families, savers, and retirees," said ASA President and CEO Chris Iacovella . "We look forward to
16 hours ago1 min read
ASA Urges SEC to Reject SROs’ CAT Funding Proposal
WASHINGTON – The American Securities Association (ASA) today released a comment letter urging the Securities and Exchange Commission (SEC) to reject a proposed “new” Consolidated Audit Trail (CAT) funding plan recently submitted by self-regulatory organizations (SROs). “The SROs’ misguided and unlawful CAT funding proposal ignores the realities of the 11th Circuit’s decision and would once again subject every American investor to a tax hike to shoulder the continuing cos
Nov 32 min read
ASA Welcomes Order to Reduce CAT Operating Costs
WASHINGTON – The American Securities Association (ASA) today welcomed an order from the Securities and Exchange Commission (SEC) to...
Sep 301 min read
ASA Releases Comments on Financial Threats to American Families
WASHINGTON – The American Securities Association (ASA) today released comments submitted to the House Financial Services Committee...
Sep 182 min read
ASA Highlights Increasing Threat of Cyber Criminals Utilizing Artificial Intelligence
WASHINGTON – The American Securities Association (ASA) today sent a letter to the Senate Banking Committee ahead of a hearing...
Jul 302 min read
ICYMI: WSJ Editorial Highlights ASA's Victory Striking Down SEC's CAT Funding Model
WASHINGTON – The Wall Street Journal Editorial Board highlighted ASA's unanimous legal victory striking down the U.S. Securities and...
Jul 292 min read
ASA Applauds Unanimous 11th Circuit Court of Appeals Ruling to Strike Down CAT Funding Model
WASHINGTON – The American Securities Association (ASA) today applauded a unanimous decision in the 11th Circuit Court of Appeals to...
Jul 251 min read
ASA Applauds House Passage of China Financial Threat Mitigation Act
WASHINGTON – The American Securities Association (ASA) today applauded the U.S. House of Representatives for passing the bipartisan...
Jul 231 min read
ASA Names Adam Rice Chief Public Affairs Officer
WASHINGTON – The American Securities Association (ASA) today named Adam Rice as its Chief Public Affairs Officer. In this role, Rice...
Jun 92 min read
ASA Welcomes SEC’s Opening Move to End CCP’s Exploitation of American Markets
WASHINGTON – The American Securities Association (ASA) today commended the Securities and Exchange Commission’s (SEC) unanimous vote to...
Jun 42 min read
ASA Statement on House Appropriations SEC Oversight Hearing
WASHINGTON – The American Securities Association today reiterated its Securities and Exchange Commission (SEC) advocacy priorities ahead...
May 192 min read
ASA Applauds SEC Chairman Atkins for Scrutinizing CAT
WASHINGTON – The American Securities Association (ASA) today applauded Securities and Exchange Commission (SEC) Chairman Paul Atkins for...
May 191 min read
ASA Highlights Wall Street’s Fiduciary Duty as CCP Aggression on Taiwan Rises
WASHINGTON – The American Securities Association (ASA) today highlighted the risks associated with owning a U.S.-listed company that...
May 151 min read
ASA CEO Iacovella Testifies at Congressional Hearing on China
WASHINGTON – American Securities Association (ASA) President and CEO Chris Iacovella testified at a joint hearing with the Senate...
Apr 102 min read
ASA Statement on Senate Confirmation of Paul Atkins to Lead SEC
WASHINGTON – The American Securities Association (ASA) applauded the Senate for confirming Paul Atkins to lead the Securities and...
Apr 102 min read
ASA Outlines Policies to Combat Investment Fraud
WASHINGTON – The American Securities Association (ASA) today sent a letter outlining policies to combat investment fraud ahead of a...
Apr 12 min read
ASA Urges Senate to Confirm Paul Atkins as SEC Chairman
WASHINGTON – The American Securities Association (ASA) sent a letter of support to the Senate Banking Committee calling for the swift...
Mar 272 min read
ASA Outlines Policies to End China’s Exploitation of American Financial Markets
WASHINGTON – Ahead of a Financial Services Committee hearing to examine steps the United States should take to counter the ongoing...
Feb 251 min read
ASA Applauds Introduction of Protecting Investors’ Personally Identifiable Information Act
WASHINGTON – The American Securities Association (ASA) today applauded bicameral introduction of the Protecting Investors’ Personally...
Feb 242 min read
ASA Welcomes SEC’s Cyber and Emerging Technologies Unit
WASHINGTON – The American Securities Association (ASA) today welcomed an announcement from the Securities and Exchange Commission (SEC)...
Feb 201 min read
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