15 hours ago2 min readASA Applauds Select Committee on China's Efforts to Expose CCP Economic Espionage
1 day ago2 min readASA Urges Congress to Pass Rep. Wagner's Bipartisan Financial Exploitation Prevention Act
Jun 32 min readASA Applauds Introduction of Bipartisan Bill to Prohibit CCP-Tied Firms From Registering With the SEC
Jun 12 min readASA Submits Comments to DOL Supporting Proposed Fiduciary Rule for Alternative Investments in Retirement Plans
May 201 min readASA Sends Letter to House Capital Markets Subcommittee Supporting CAT Privacy, SEC Accountability, and China Threat Legislation
May 182 min readASA Welcomes SEC Proposal to Permanently Remove Fixed-Income Securities from Rule 15c2-11
Apr 302 min readASA Urges FINRA to Overhaul Arbitration System, End Regulatory Capture By Plaintiff Lawyers
Apr 272 min readASA Supports DOL Proposal Protecting Independent Contractor Status for Financial Professionals
Mar 251 min readASA, Citadel Securities File Lawsuit Challenging SEC's Consolidated Audit Trail Funding Order