Jul 201 min readASA Supports SEC's Registered Offering Reforms, Offers Recommendations to Strengthen Disclosure
Jul 202 min readSEC Inspector General Report on Former Employee Data Breach Validates ASA's Warnings on Consolidated Audit Trail
Jul 132 min readASA Applauds SEC Forum on Modernizing the IPO Process and Expanding Access to Public Capital
Jul 11 min readASA Applauds Introduction of Rep. Downing's Informed Investor Access Act to Expand Investment Opportunities
Jun 242 min readASA Urges Congress to Pass Rep. Wagner's Bipartisan Financial Exploitation Prevention Act
Jun 32 min readASA Applauds Introduction of Bipartisan Bill to Prohibit CCP-Tied Firms From Registering With the SEC
Jun 12 min readASA Submits Comments to DOL Supporting Proposed Fiduciary Rule for Alternative Investments in Retirement Plans
May 201 min readASA Sends Letter to House Capital Markets Subcommittee Supporting CAT Privacy, SEC Accountability, and China Threat Legislation
May 182 min readASA Welcomes SEC Proposal to Permanently Remove Fixed-Income Securities from Rule 15c2-11
Apr 302 min readASA Urges FINRA to Overhaul Arbitration System, End Regulatory Capture By Plaintiff Lawyers