ASA Comments on FINRA Liquidity Risk Management Proposal
THE LATEST
News and updates from the ASA Newsroom.
- Jun 13, 2023
- 1 min
ASA Resubmits Comments to SEC on Proposal to Amend Definition of “Exchange”
- Jun 5, 2023
- 3 min
ASA Submits Comments to SEC on Cybersecurity Proposals
- Apr 25, 2023
- 2 min
ASA Calls on SEC to Address Decline in IPOs
- Apr 18, 2023
- 1 min
ASA Applauds Rep. Donalds Letter to the SEC
- Apr 4, 2023
- 1 min
ASA Sends Joint Letter to SEC on Clawback Rule
- Mar 31, 2023
- 2 min
ASA Submits Comments to SEC on Market Structure Proposals
- Mar 29, 2023
- 3 min
ASA Issues Statement Ahead of FSGG Budget Hearing
- Mar 24, 2023
- 1 min
ASA Submits Comments to SEC on Conflicts of Interest Proposal
- Mar 8, 2023
- 1 min
ASA Calls on SEC to Delay Comment Timeline for Market Structure Proposals
- Feb 23, 2023
- 1 min
ASA Calls on SEC to Reject SRO Executed Share Model Proposal
- Feb 15, 2023
- 1 min
Applauds SEC Action to Expand Safeguarding Rule
- Feb 15, 2023
- 1 min
ASA Welcomes SEC’s Proposal to Shorten Settlement Cycle to T+1
- Feb 13, 2023
- 1 min
ASA Applauds District Court’s Decision to Invalidate DOL Policy as Unlawful Rulemaking
- Feb 7, 2023
- 2 min
ASA Submits Recommendations to SEC Small Business Capital Formation Advisory Committee
- Feb 2, 2023
- 1 min
ASA Encourages SEC to Reconsider Provisions to Investment Advisors Act
- Dec 27, 2022
- 1 min
ASA Submits Comments on SEC’s Outsourcing Proposal
- Dec 15, 2022
- 1 min
ASA Sends DOL Letter on Independent Contractors
- Dec 12, 2022
- 1 min
ASA Raises Concerns on DOL Proposed Rule
- Oct 13, 2022
- 2 min
ASA Calls on SEC to Refocus on Capital Formation