THE LATEST

News and updates from the ASA Newsroom.

MEDIA INQUIRIES

Jun 25, 20241 min read

ICYMI: ASA Joins Amicus Brief in Iowa v. SEC

Jun 6, 20241 min read

ASA Files Lawsuit Against SEC Under the Freedom of Information Act

Apr 15, 20242 min read

ASA, Trade Associations Urge Department of Labor to Reconsider ‘Rushed’, ‘Dismissive’ Retirement Security Rulemaking Process

Apr 8, 20242 min read

ASA Submits Comments to Treasury on Financial Inclusion

Feb 26, 20241 min read

ASA Submits Comments to MSRB on Impact of Municipal Market Regulation on Small and Mid-Sized Firms

Feb 16, 20242 min read

ASA Submits Comments on One-Minute Trade Reporting Proposal

Feb 14, 20242 min read

ASA Demands SEC to Heed FBI Director Wray’s CCP Cyber Threat Warnings and Remove PII from Consolidated Audit Trail

Jan 16, 20242 min read

ASA Comments on Basel III Endgame Proposal

Jan 5, 20243 min read

ASA, Healthy Markets Submit Comments to SEC Supporting Volume-Based Exchange Transaction Pricing Proposal

Jan 3, 20242 min read

Joint Trade Associations Urge SEC, MSRB to Improve Budget Transparency

Dec 27, 20232 min read

ASA Submits Comments to Department of Labor on Retirement Security Rule

Dec 20, 20231 min read

ASA Statement on Circuit Court Vacating SEC Stock Buyback Reporting Rule

Dec 4, 20233 min read

ASA Submits Comments to NASAA on Broker-Dealer Model Rule

Nov 16, 20232 min read

Joint Trade Associations Warn Congress of ‘Detrimental Impact’ of FTC, DOJ’s HSR Pre-Merger Proposal

Nov 14, 20231 min read

ASA Urges Department of Labor to Extend Comment Period on Proposed Fiduciary Rule

Oct 30, 20232 min read

ASA Submits Comments on SEC Proposed Rule for Safeguarding Advisory Client Assets

Oct 10, 20233 min read

ASA Opposes Proposed Predictive Data Analytics Rulemaking

Sep 28, 20233 min read

ASA Submits Comments on Proposed FTC Rule Amending HSR Pre-Merger Filing Process

Sep 18, 20232 min read

Trade Associations Send Letters to SEC on Negative Impacts of Predictive Data Analytics Proposal

Sep 11, 20234 min read