Applauds SEC Action to Expand Safeguarding Rule
ASA released a statement regarding the SEC's proposal to amend and redesignate rule 206(4)-2 under the Advisers Act.
Applauds SEC Action to Expand Safeguarding Rule
ASA Welcomes SEC’s Proposal to Shorten Settlement Cycle to T+1
ASA Applauds District Court’s Decision to Invalidate DOL Policy as Unlawful Rulemaking
ASA Commends Capital Markets Subcommittee for Prioritizing Capital Formation
ASA Submits Recommendations to SEC Small Business Capital Formation Advisory Committee
ASA Submits Testimony to Financial Services Committee on CCP Economic Threat
ASA Encourages SEC to Reconsider Provisions to Investment Advisors Act
ASA Welcomes New Members on House and Senate Financial Committees
ASA Names Jessica Giroux as General Counsel, Head of Fixed Income Policy
ASA Submits Comments on SEC’s Outsourcing Proposal