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News and updates from the ASA Newsroom.

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Sep 19, 20232 min read

ASA Statement Ahead of Financial Services Hearing on Oversight of SEC Investment Management

Sep 18, 20232 min read

Trade Associations Send Letters to SEC on Negative Impacts of Predictive Data Analytics Proposal

Sep 12, 20232 min read

ASA Statement Ahead of Senate Banking Committee Hearing with SEC Chair Gensler

Sep 11, 20234 min read

ASA Comments on SEC’s Daily Computation of Customer & Broker-Dealer Reserve Requirements Proposal

Sep 6, 20232 min read

ASA Statement on SEC’s CAT Executed Share Model Rulemaking

Aug 29, 20231 min read

ASA Submits Comments to SEC on FINRA’s Remote Inspection Pilot Program

Aug 22, 20237 min read

ASA in InvestmentNews: Tsunami of new rules bears down on advisors

Aug 18, 20232 min read

ASA Supports Issuer Comment Letter on Treasury’s IRA Tax Credit Guidance

Aug 16, 20232 min read

ASA Applauds Attorneys General Letter to Congress Urging Protection of Investors’ Privacy

Aug 10, 20233 min read

ASA Comments on FINRA Liquidity Risk Management Proposal

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