ASA Expresses Concerns with SEC Regulatory Agenda to Financial Services Committee
In advance of subcommittee hearings featuring SEC Division Directors, ASA sent a letter to House Financial Services Subcommittees.
ASA Expresses Concerns with SEC Regulatory Agenda to Financial Services Committee
ASA Supports Bipartisan Congressional Letter to SEC on MiFID II No-Action Relief
ASA Statement on the SEC’s Spring 2023 Regulatory Agenda
ASA Supports Congressional Letter to SEC Outlining CAT Cybersecurity Concerns
ASA Resubmits Comments to SEC on Proposal to Amend Definition of “Exchange”
ASA Names Patrick Bond as Vice President, Head of Public Affairs
ICYMI: The Fixed Income Market Isn't Broken, So Stop Trying to Fix It
ASA Applauds Passage of Bipartisan Capital Formation Legislation
ASA Submits Comments to SEC on Cybersecurity Proposals
U.S. Supreme Court Issues Ruling on Direct Listing Loophole; Weakens Investor Protections