THE LATEST

News and updates from the ASA Newsroom.

MEDIA INQUIRIES

Oct 17, 20232 min read

ASA & Citadel Securities File Lawsuit Against SEC Challenging Consolidated Audit Trail

Oct 17, 20232 min read

ICYMI: FINRA’s Cook Dumps on Consolidated Audit Trail

Oct 13, 20232 min read

ASA Statement on SEC Short Sale Disclosure on CAT Rule

Oct 6, 20232 min read

ASA Commends Senators Kennedy & Britt Urging GAO Review of CAT in Light of Investor Privacy Concerns

Sep 25, 20233 min read

ASA in The Wall Street Journal: The SEC Wants to Spy on Your Portfolio

Sep 12, 20232 min read

ASA Statement Ahead of Senate Banking Committee Hearing with SEC Chair Gensler

Sep 6, 20232 min read

ASA Statement on SEC’s CAT Executed Share Model Rulemaking

Aug 16, 20232 min read

ASA Applauds Attorneys General Letter to Congress Urging Protection of Investors’ Privacy

Jul 26, 20232 min read

ASA Statement on SEC’s Cybersecurity & Gamification Rulemakings

Jul 17, 20234 min read

WTAS: Members of Congress Support Introduction of Protecting Investors’ Personally Identifiable Info

Jul 14, 20233 min read

ICYMI: Republicans, ASA in fight with SEC over 'unconstitutional' list of investor info

Jul 13, 20232 min read

ASA Supports Bicameral Introduction of Protecting Investors’ Personally Identifiable Information Act

Jun 20, 20232 min read

ASA Expresses Concerns with SEC Regulatory Agenda to Financial Services Committee

Jun 14, 20232 min read

ASA Statement on the SEC’s Spring 2023 Regulatory Agenda

Jun 14, 20232 min read

ASA Supports Congressional Letter to SEC Outlining CAT Cybersecurity Concerns

Jun 5, 20233 min read

ASA Submits Comments to SEC on Cybersecurity Proposals

Apr 17, 20232 min read

ASA to Congress: Hold Chairman Gensler Accountable

Mar 29, 20233 min read

ASA Issues Statement Ahead of FSGG Budget Hearing

Feb 28, 20231 min read

ASA Calls on Congress to Create Consolidated Business Prohibition List

Feb 23, 20231 min read