THE LATEST

Chinese Military Indicted in Equifax Breach Shows SEC Must Act to Protect Investors

There is no compelling government reason for the SEC CAT database to expose American investors to identity theft.

InvestmentNews: 8 predictions for IBDs in 2020

Oh yes, Reg BI is coming. Take a look at some developments that may matter in the IBD space.

ASA Calls on FSOC to Protect the Personal Data of Every American Investor

The selection of AWS as cloud service provider for the CAT is extremely concerning given AWS’ role in the recent data breach at Capital One

Congress Must Hold SEC Accountable to Prevent Identity Theft

The SEC can get the CAT database up and running without collecting any amount of retail investor personally identifiable information.

Senators Demand SEC Protect Main Street Investors From Identity Theft

Removing retail investor PII is a common sense measure that protects investors while balancing regulatory and national security concerns.

ASA Op-Ed: The National Security Risk No One Is Talking About

The government’s responsibility to protect us from external threats is as important today as it’s ever been.

ASA Calls on SEC Commissioners to Protect Americans From Identity Theft

The SEC can get the CAT up and running and better protect investors without sacrificing the identity and data privacy of the American people

Senator Kennedy Stands Up to Protect Americans From Identity Theft

Senator Kennedy is a true champion for Main Street and we look forward to working with him to further protect American investors.

Congress Must Stop the Collection of Retail Investor Data

ASA fully supports the ability of the SEC to properly oversee markets and the creation of a market-wide surveillance system without PII.

SEC Can Protect Investors Without Collecting Personally Identifiable Information

We stand with the overwhelming majority of retail investors who do not want to send their PII to the CAT.

ASA Urges SEC to Halt Collection of Personally Identifiable Information Through CAT

America’s retail investors never wanted to send their personally identifiable information to an unregulated third-party.