ASA Statement on SEC’s Climate Disclosure Proposal
This should concern every American.
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THE LATEST
News and updates from the ASA Newsroom.
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- Mar 14, 2022
- 2 min
ASA Comments on SEC’s Reopening of “Pay Versus Performance”
ASA is concerned with the process used by the SEC to ‘reopen’ a comment period for a rule that was initially proposed in 2015.
- Mar 8, 2022
- 1 min
ASA Statement on Senate Banking Arbitration Hearing
Arbitration has a proven track record as an efficient and effective dispute mechanism for American investors.
- Feb 9, 2022
- 2 min
ASA Files Lawsuit to Protect America’s Retirement Savers
The DOL's failure to seek public comment before changing rules about retirement advice is a violation of the Administrative Procedure Act.
- Feb 1, 2022
- 2 min
SEC’s Inspector General Report Exposes Cyber and Data Security Vulnerabilities
Elevates security concerns ASA’s raised regarding collection of retail investor data by the Consolidated Audit Trail (CAT) database.
- Jan 20, 2022
- 2 min
ASA Statement on SEC Rejecting Spot Bitcoin ETF
It’s past time for the SEC to treat bitcoin like every other ‘commodity’ that is regulated by the CFTC.
- Jan 19, 2022
- 2 min
ASA Supports Shortening Corporate Debt Settlement Cycle
Settlement cycle should be reduced from 90 days to 30 days.
- Jan 14, 2022
- 2 min
ASA Sends Letter on SEC’s Reg Flex Agenda
Urges Commission to advance bipartisan policies that enhance our markets while protecting every American investor.
- Jan 7, 2022
- 2 min
ASA Sends Letter on SEC’s Securities Lending Proposal
As drafted the Proposal would create several compliance and implementation challenges for broker-dealers and other market participants
- Dec 24, 2021
- 1 min
ASA Sends Letter Opposing SEC's Proxy Voting Advice Proposal
Joins leading business coalitions in opposing SEC proposal.
- Dec 13, 2021
- 2 min
ASA Urges DOL to Drop ESG Rule Proposal That Harms Workers and Retirees
Wall Street’s ESG Industrial Complex is not more important than the retirement savings of America’s working families.
- Dec 8, 2021
- 2 min
ASA Statement on House Digital Assets Hearing
It’s time for the Commission to follow the CFTC’s lead—Bitcoin is a commodity—and should be treated and regulated as such, just like gold.
- Dec 4, 2021
- 4 min
ASA Opinion: SEC Unleashes Political Activists on the American Economy
The agency needs to step back from being a moral arbiter of shareholder proposals and focus on its core mission.
- Dec 3, 2021
- 2 min
ASA Calls on SEC to Extend Comment Period
60 day comment period needed to support robust public comments.
- Dec 2, 2021
- 2 min
ASA Applauds SEC Action to Hold China Accountable
Calls on Congress to pass Accelerating Holding Foreign Companies Accountable Act.
- Nov 18, 2021
- 1 min
SEC’s Actions on Proxy Voting Elevates Political Activists Over Retail Investors
Questions Commission's actions on proxy voting.
- Nov 18, 2021
- 3 min
ASA Urges FSC to Stop Pushing Partisan Bills & Focus on Bipartisan Capital Formation Legislation
Sends letter opposing three partisan House bills.
- Nov 9, 2021
- 1 min
ASA Questions Premise of NASAA Reg BI Survey
Urges regulators to recognize Reg BI remains strong national investor protection standard.
- Oct 26, 2021
- 2 min
ASA Urges House to Pass Accelerating Holding Foreign Companies Accountable Act
Sends letter ahead of Financial Services Committee hearing.
- Oct 19, 2021
- 1 min
ASA Welcomes Trading of Bitcoin Futures ETFs
Again calls on SEC to approve ETFs holding physical cryptocurrency.
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