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THE LATEST

News and updates from the ASA Newsroom.

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Oct 27, 20202 min read

ASA Welcomes Bipartisan Retirement Security Legislation

Oct 8, 20202 min read

The Bond Buyer: Lobbying Group ASA Triples Size Through Affiliate Program

Oct 7, 20202 min read

ASA Expands Membership, Launches Affiliate Program with HilltopSecurities

Oct 5, 20201 min read

ASA Applauds Chairwoman Waters Urging SEC to Rescind 13F Proposal

Sep 29, 20202 min read

SEC’s 13F Proposal Will Reduce Transparency, Undermine Investor Confidence

Sep 15, 20202 min read

ASA Urges SEC to Put Direct Listing Proposal Out for Public Comment

Aug 10, 20202 min read

ASA Welcomes Administration Action to Protect Investors from Fraudulent Chinese Companies

Jul 21, 20202 min read

ASA Statement on SEC Nomination Hearing

Jul 9, 20202 min read

ASA Sends Letter to SEC Highlighting Risks to Investors from Chinese Companies

Jun 30, 20202 min read

ASA Welcomes New DOL Proposal, Urges Harmonization with Reg BI

Jun 26, 20201 min read

ASA Commends Second Circuit for Upholding Reg BI

Jun 25, 20202 min read

ASA Statement on SEC Chair House Financial Services Testimony

Jun 4, 20202 min read

ASA Outlines Policy Recommendations to End China’s Fraud on American Financial Markets

Apr 29, 20205 min read

ASA Challenges SEC’s Regulation By Enforcement

Apr 29, 20202 min read

Politico: Groups Petition SEC for Rule on Mutual Fund Fees

Apr 22, 20202 min read

SEC Chairman Clayton Right to Warn Americans About Risks of Investing in Chinese Companies

Apr 20, 20202 min read

SEC and FINRA Should Harmonize Rules Around Reg BI

Apr 2, 20202 min read

China’s Luckin Coffee Fraud Proves Risks to American Investors Is Real

Feb 18, 20202 min read

ASA Names Kelli McMorrow Head of Government Affairs

Feb 6, 20203 min read

ASA Opinion: Let’s Do the Right Thing for Massachusetts’ Savers

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