ASA Submits Comments on MSRB and FINRA Proposal
THE LATEST
News and updates from the ASA Newsroom.
- Sep 14, 2022
- 1 min
ASA Submits Letter on SEC’s Shareholder Proposal Rule
- Sep 13, 2022
- 1 min
ASA Sends Comment Letter to NASAA on REIT Proposal
- Sep 6, 2022
- 1 min
ASA Submits Comment Letter on FINRA's Proposed Rule
- Aug 17, 2022
- 2 min
ASA Submits Comment Letter on SEC’s ESG Proposed Rule
- Jun 23, 2022
- 2 min
ASA Warns SEC Against New and Disruptive Municipal Bond Market Regulations
- Jun 13, 2022
- 2 min
ASA Urges SEC to Drop Climate-Disclosure Rule
- May 2, 2022
- 2 min
ASA Comments on FINRA Regulatory Notice 22-08
- Apr 22, 2022
- 2 min
ASA Comments on SEC’s Definition of “Exchange” & Regulation ATS Proposal
- Apr 21, 2022
- 2 min
ASA Urges SEC to Shorten Settlement Cycle
- Apr 7, 2022
- 2 min
ASA Urges SEC to Extend Comment Period for 90 Days
- Apr 1, 2022
- 2 min
Buybacks Benefit Shareholders and Promote Long-Term Investment
- Mar 14, 2022
- 2 min
ASA Comments on SEC’s Reopening of “Pay Versus Performance”
- Mar 11, 2022
- 2 min
ASA Submits Comments on ESG Practices in the Municipal Securities Markets
- Feb 9, 2022
- 2 min
ASA Files Lawsuit to Protect America’s Retirement Savers
- Feb 1, 2022
- 2 min
SEC’s Inspector General Report Exposes Cyber and Data Security Vulnerabilities
- Jan 19, 2022
- 2 min
ASA Supports Shortening Corporate Debt Settlement Cycle
- Jan 14, 2022
- 2 min
ASA Sends Letter on SEC’s Reg Flex Agenda
- Dec 24, 2021
- 1 min
ASA Sends Letter Opposing SEC's Proxy Voting Advice Proposal
- Dec 13, 2021
- 2 min
ASA Urges DOL to Drop ESG Rule Proposal That Harms Workers and Retirees