ASA Calls on SEC to Extend Comment Period
THE LATEST
News and updates from the ASA Newsroom.
- Oct 22, 2021
- 1 min
ASA Calls for Fixed Income Exemption to SEC OTC Rule 15c2-11
- Oct 1, 2021
- 2 min
SEC Right to Scrutinize Gamification of Trading
- Sep 8, 2021
- 2 min
DOL Must Follow Law
- Jun 11, 2021
- 3 min
ASA Releases ESG Disclosure Resource Index and Raises Questions to Consider
- Jun 10, 2021
- 2 min
ASA Outlines Market Structure Reforms
- May 6, 2021
- 2 min
SEC Must Swiftly Implement Holding Foreign Companies Accountable Act
- Mar 31, 2021
- 2 min
ASA Welcomes President Biden’s Infrastructure Agenda
- Jan 29, 2021
- 2 min
SEC’s CAT Database Shouldn’t Collect Retail Investor Data
- Jan 11, 2021
- 2 min
ASA Submits Recommendations to Modernize MSRB
- Dec 31, 2020
- 2 min
SROs Have No Legal Authority to Make National Public Policy
- Dec 1, 2020
- 2 min
SEC’s CAT Database Violates Constitutional Rights
- Nov 11, 2020
- 2 min
SEC’s Finders Exemptive Order Weakens Investor Protections, Skirts Congress
- Oct 30, 2020
- 2 min
ASA Calls for Extension of Municipal Liquidity Facility
- Oct 19, 2020
- 2 min
ASA Sends Letter to FINRA on Pennying
- Sep 29, 2020
- 2 min
SEC’s 13F Proposal Will Reduce Transparency, Undermine Investor Confidence
- Sep 15, 2020
- 2 min
ASA Urges SEC to Put Direct Listing Proposal Out for Public Comment
- Jul 9, 2020
- 2 min
ASA Sends Letter to SEC Highlighting Risks to Investors from Chinese Companies
- Jun 26, 2020
- 2 min
ASA Urges SEC to Rescind Muni Advisor Regulatory Rollback
- Apr 29, 2020
- 5 min
ASA Challenges SEC’s Regulation By Enforcement