ASA Urges SEC to Extend Market Data Infrastructure Comment Period
THE LATEST
News and updates from the ASA Newsroom.
- Apr 20, 2020
- 2 min
SEC and FINRA Should Harmonize Rules Around Reg BI
- Apr 1, 2020
- 2 min
ASA Calls on Fed to Establish “Main Street” Credit Facility
- Mar 5, 2020
- 2 min
SEC Must Prioritize Investor Protections Before Expanding Direct Listings
- Feb 13, 2020
- 2 min
ASA Urges SEC to Halt Muni Advisor Regulatory Rollback
- Feb 10, 2020
- 2 min
Chinese Military Indicted in Equifax Breach Shows SEC Must Act to Protect Investors
- Feb 4, 2020
- 2 min
ASA Supports SEC’s Corporate Governance Reforms
- Jan 23, 2020
- 2 min
ASA Urges SEC to Act on Market Structure Innovation
- Jan 10, 2020
- 2 min
FINRA Customer Beneficiary Proposal Improves Investor Protections
- Jan 7, 2020
- 2 min
ASA Urges Massachusetts to Adopt SEC’s National Reg BI Standard
- Dec 13, 2019
- 2 min
Expanding Direct Listings Would Weaken Investor Protections
- Dec 6, 2019
- 2 min
SEC’s Muni Advisor Regulatory Rollback Would Undermine Investor Protections
- Nov 7, 2019
- 3 min
ASA Calls on FSOC to Protect the Personal Data of Every American Investor
- Oct 24, 2019
- 2 min
ASA Commends SEC Efforts to Modernize Corporate Disclosure Process
- Jul 31, 2019
- 2 min
ASA Submits Comment Letter to SEC on Proposal to Help Revitalize IPO Market
- Jun 14, 2019
- 1 min
New Jersey Must Adopt SEC’s National Reg BI Standard
- May 18, 2019
- 2 min
ASA Calls on SEC Commissioners to Protect Americans From Identity Theft
- May 3, 2019
- 1 min
Europe’s MiFID II Rules Harming Small Companies and American Investors
- Feb 26, 2019
- 2 min
SEC Can Protect Investors Without Collecting Personally Identifiable Information