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THE LATEST

News and updates from the ASA Newsroom.

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Feb 1, 20222 min read

SEC’s Inspector General Report Exposes Cyber and Data Security Vulnerabilities

Jan 19, 20222 min read

ASA Supports Shortening Corporate Debt Settlement Cycle

Jan 14, 20222 min read

ASA Sends Letter on SEC’s Reg Flex Agenda

Dec 23, 20211 min read

ASA Sends Letter Opposing SEC's Proxy Voting Advice Proposal

Dec 13, 20212 min read

ASA Urges DOL to Drop ESG Rule Proposal That Harms Workers and Retirees

Dec 3, 20212 min read

ASA Calls on SEC to Extend Comment Period

Oct 22, 20211 min read

ASA Calls for Fixed Income Exemption to SEC OTC Rule 15c2-11

Oct 1, 20212 min read

SEC Right to Scrutinize Gamification of Trading

Sep 8, 20212 min read

DOL Must Follow Law

Jun 11, 20213 min read

ASA Releases ESG Disclosure Resource Index and Raises Questions to Consider

Jun 10, 20212 min read

ASA Outlines Market Structure Reforms

May 5, 20212 min read

SEC Must Swiftly Implement Holding Foreign Companies Accountable Act

Mar 31, 20212 min read

ASA Welcomes President Biden’s Infrastructure Agenda

Jan 29, 20212 min read

SEC’s CAT Database Shouldn’t Collect Retail Investor Data

Jan 11, 20212 min read

ASA Submits Recommendations to Modernize MSRB

Dec 31, 20202 min read

SROs Have No Legal Authority to Make National Public Policy

Dec 1, 20202 min read

SEC’s CAT Database Violates Constitutional Rights

Nov 11, 20202 min read

SEC’s Finders Exemptive Order Weakens Investor Protections, Skirts Congress

Oct 30, 20202 min read

ASA Calls for Extension of Municipal Liquidity Facility

Oct 19, 20202 min read

ASA Sends Letter to FINRA on Pennying

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