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THE LATEST

News and updates from the ASA Newsroom.

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Sep 29, 20202 min read

SEC’s 13F Proposal Will Reduce Transparency, Undermine Investor Confidence

Sep 15, 20202 min read

ASA Urges SEC to Put Direct Listing Proposal Out for Public Comment

Jul 9, 20202 min read

ASA Sends Letter to SEC Highlighting Risks to Investors from Chinese Companies

Jun 26, 20202 min read

ASA Urges SEC to Rescind Muni Advisor Regulatory Rollback

Apr 29, 20205 min read

ASA Challenges SEC’s Regulation By Enforcement

Apr 23, 20202 min read

ASA Urges SEC to Extend Market Data Infrastructure Comment Period

Apr 20, 20202 min read

SEC and FINRA Should Harmonize Rules Around Reg BI

Apr 1, 20202 min read

ASA Calls on Fed to Establish “Main Street” Credit Facility

Mar 5, 20202 min read

SEC Must Prioritize Investor Protections Before Expanding Direct Listings

Feb 13, 20202 min read

ASA Urges SEC to Halt Muni Advisor Regulatory Rollback

Feb 10, 20202 min read

Chinese Military Indicted in Equifax Breach Shows SEC Must Act to Protect Investors

Feb 4, 20202 min read

ASA Supports SEC’s Corporate Governance Reforms

Jan 23, 20202 min read

ASA Urges SEC to Act on Market Structure Innovation

Jan 10, 20202 min read

FINRA Customer Beneficiary Proposal Improves Investor Protections

Jan 7, 20202 min read

ASA Urges Massachusetts to Adopt SEC’s National Reg BI Standard

Dec 13, 20192 min read

Expanding Direct Listings Would Weaken Investor Protections

Dec 6, 20192 min read

SEC’s Muni Advisor Regulatory Rollback Would Undermine Investor Protections

Nov 7, 20193 min read

ASA Calls on FSOC to Protect the Personal Data of Every American Investor

Oct 24, 20192 min read

ASA Commends SEC Efforts to Modernize Corporate Disclosure Process

Jul 31, 20192 min read

ASA Submits Comment Letter to SEC on Proposal to Help Revitalize IPO Market

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