top of page

THE LATEST

News and updates from the ASA Newsroom.

MEDIA INQUIRIES

Search

Sep 8, 20212 min read

DOL Must Follow Law

Jun 11, 20213 min read

ASA Releases ESG Disclosure Resource Index and Raises Questions to Consider

Jun 10, 20212 min read

ASA Outlines Market Structure Reforms

May 5, 20212 min read

SEC Must Swiftly Implement Holding Foreign Companies Accountable Act

Mar 31, 20212 min read

ASA Welcomes President Biden’s Infrastructure Agenda

Jan 29, 20212 min read

SEC’s CAT Database Shouldn’t Collect Retail Investor Data

Jan 11, 20212 min read

ASA Submits Recommendations to Modernize MSRB

Dec 31, 20202 min read

SROs Have No Legal Authority to Make National Public Policy

Dec 1, 20202 min read

SEC’s CAT Database Violates Constitutional Rights

Nov 11, 20202 min read

SEC’s Finders Exemptive Order Weakens Investor Protections, Skirts Congress

Oct 30, 20202 min read

ASA Calls for Extension of Municipal Liquidity Facility

Oct 19, 20202 min read

ASA Sends Letter to FINRA on Pennying

Sep 29, 20202 min read

SEC’s 13F Proposal Will Reduce Transparency, Undermine Investor Confidence

Sep 15, 20202 min read

ASA Urges SEC to Put Direct Listing Proposal Out for Public Comment

Jul 9, 20202 min read

ASA Sends Letter to SEC Highlighting Risks to Investors from Chinese Companies

Jun 26, 20202 min read

ASA Urges SEC to Rescind Muni Advisor Regulatory Rollback

Apr 29, 20205 min read

ASA Challenges SEC’s Regulation By Enforcement

Apr 23, 20202 min read

ASA Urges SEC to Extend Market Data Infrastructure Comment Period

Apr 20, 20202 min read

SEC and FINRA Should Harmonize Rules Around Reg BI

Apr 1, 20202 min read

ASA Calls on Fed to Establish “Main Street” Credit Facility

bottom of page