top of page
HOME
ABOUT
ISSUES
NEWS
IMPACT
TEAM
More...
Use tab to navigate through the menu items.
THE LATEST
News and updates from the ASA Newsroom.
All
Investor Privacy
Small Business Capital Formation
Private Client
Market Structure
Corporate Governance
ASA in the News
ASA Opinion
Congressional Letter
Regulatory Comment Letter
Fixed Income
Impact
Infrastructure
Search
Sep 26, 2019
1 min read
ASA Applauds Confirmation of Eugene Scalia for Labor Secretary
Sep 24, 2019
2 min read
ASA Statement on SEC Oversight Hearing
Sep 19, 2019
2 min read
Financial Times: The Fight to Save Capitalism
Sep 19, 2019
2 min read
ASA Commends SEC Action to Modernize Proxy Advisory Process
Sep 19, 2019
2 min read
SEC Must Take Action Against “Short and Distort” Market Manipulation
Aug 7, 2019
1 min read
Call Comes for Stiffer Penalties on Recidivist Brokers and Firms That Hire Them
Aug 7, 2019
1 min read
ASA Urges FINRA to Impose Stricter Penalties on Recidivist Brokers
Jul 31, 2019
2 min read
ASA Submits Comment Letter to SEC on Proposal to Help Revitalize IPO Market
Jul 29, 2019
1 min read
Congress Warns the SEC: Don’t Expose Americans to Chinese Hacking
Jul 26, 2019
2 min read
Senators Demand SEC Protect Main Street Investors From Identity Theft
36
37
38
39
40
bottom of page