THE LATEST

Trade Associations Send Letters to SEC on Negative Impacts of Predictive Data Analytics Proposal

ASA Statement Ahead of Senate Banking Committee Hearing with SEC Chair Gensler

ASA Comments on SEC’s Daily Computation of Customer & Broker-Dealer Reserve Requirements Proposal

ASA Statement on SEC’s CAT Executed Share Model Rulemaking

ASA Submits Comments to SEC on FINRA’s Remote Inspection Pilot Program

ASA in InvestmentNews: Tsunami of new rules bears down on advisors

ASA Supports Issuer Comment Letter on Treasury’s IRA Tax Credit Guidance

ASA Applauds Attorneys General Letter to Congress Urging Protection of Investors’ Privacy

ASA Comments on FINRA Liquidity Risk Management Proposal

ASA Joins U.S. Chamber, Business Trades Sending Letter to Congress on Arbitration Legislation