Trade Associations Send Letters to SEC on Negative Impacts of Predictive Data Analytics Proposal
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The American Securities Association signed onto two industry letters to the SEC criticizing the Agency's Predictive Data Analytics Rule.
- Sep 12, 2023
- 2 min
ASA Statement Ahead of Senate Banking Committee Hearing with SEC Chair Gensler
ASA released the following statement from Pres. & CEO Chris Iacovella ahead of SEC Chairman Gensler's testimony before the Senate Banking:
- Sep 11, 2023
- 4 min
ASA Comments on SEC’s Daily Computation of Customer & Broker-Dealer Reserve Requirements Proposal
ASA submits comments to the SEC on its proposal amending the Customer Protection Rule.
- Sep 6, 2023
- 2 min
ASA Statement on SEC’s CAT Executed Share Model Rulemaking
ASA issued the following statement from President & CEO Chris Iacovella on today’s rulemaking by the SEC on the CAT:
- Aug 29, 2023
- 1 min
ASA Submits Comments to SEC on FINRA’s Remote Inspection Pilot Program
ASA submits comments to the U.S. Securities & Exchange Commission regarding FINRA's Remote Inspection Pilot Program.
- Aug 22, 2023
- 7 min
ASA in InvestmentNews: Tsunami of new rules bears down on advisors
The U.S. Securities and Exchange Commission is finalizing an unprecedented number of rules affecting regional financial services firms.
- Aug 18, 2023
- 2 min
ASA Supports Issuer Comment Letter on Treasury’s IRA Tax Credit Guidance
ASA sent a letter to the U.S. Treasury supporting a comment letter regarding the proposed rules governing the IRA's Tax Credit Elections.
- Aug 16, 2023
- 2 min
ASA Applauds Attorneys General Letter to Congress Urging Protection of Investors’ Privacy
The American Securities Association applauded state attorneys general for sending a letter urging Congress to protect investors’ privacy.
- Aug 10, 2023
- 3 min
ASA Comments on FINRA Liquidity Risk Management Proposal
ASA submits comments regarding FINRA's concept proposal to establish liquidity risk management requirements.
- Aug 1, 2023
- 2 min
ASA Joins U.S. Chamber, Business Trades Sending Letter to Congress on Arbitration Legislation
ASA, U.S. Chamber, and more than 200 business trade organizations sent a letter to Congress opposing legislation prohibiting arbitration.
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