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THE LATEST

News and updates from the ASA Newsroom.

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Jun 19, 20252 min read

ASA Releases Comments on FINRA Rules to Facilitate Capital Formation

Jun 12, 20251 min read

ASA Outlines Recommendations to Modernize FINRA's Regulatory Framework

Jun 9, 20252 min read

ASA Questions MSRB's Leadership in Trade Reporting Rule Reversal

Jun 9, 20252 min read

ASA Names Adam Rice Chief Public Affairs Officer

Jun 5, 20252 min read

ASA Calls for Increase in RIA Examinations and Comprehensive Arbitration Review

Jun 4, 20252 min read

ASA Welcomes SEC’s Opening Move to End CCP’s Exploitation of American Markets

Jun 3, 20252 min read

ASA Applauds SEC's Fiscal Year 2026 Budget Request

May 20, 20252 min read

ASA Statement on House Appropriations SEC Oversight Hearing

May 20, 20252 min read

ASA Applauds Financial Services Markup of Capital Formation and E-Delivery Legislation

May 19, 20251 min read

ASA Applauds SEC Chairman Atkins for Scrutinizing CAT

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