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THE LATEST

News and updates from the ASA Newsroom.

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Oct 30, 20232 min read

ASA Submits Comments on SEC Proposed Rule for Safeguarding Advisory Client Assets

Feb 7, 20232 min read

ASA Submits Testimony to Financial Services Committee on CCP Economic Threat

Nov 10, 20221 min read

ASA Welcomes Midterm Election Results

Jun 17, 20222 min read

Senate FSGG Republicans Urge SEC to Remove Retail Investor PII from CAT

Jun 14, 20222 min read

ASA Welcomes Congressional Action on Index Fund Voting Legislation

Jun 13, 20222 min read

ASA Urges SEC to Drop Climate-Disclosure Rule

May 9, 20222 min read

ASA Responds to SEC’s Comment Period Extension

May 4, 20222 min read

ASA Urges Competes Act Conferees to Hold China Accountable

May 2, 20222 min read

ASA Comments on FINRA Regulatory Notice 22-08

Apr 21, 20222 min read

ASA Urges SEC to Shorten Settlement Cycle

Apr 7, 20222 min read

ASA Urges SEC to Extend Comment Period for 90 Days

Apr 4, 20221 min read

ASA Applauds JOBS Act 4.0 Capital Formation Legislation

Apr 1, 20222 min read

Buybacks Benefit Shareholders and Promote Long-Term Investment

Mar 30, 20222 min read

House Bills Promote Competition in U.S. Equity Markets

Mar 30, 20221 min read

ASA Applauds House Passage of Bipartisan Retirement Security Legislation

Mar 30, 20222 min read

ASA Statement on SEC SPAC Proposal

Mar 21, 20222 min read

ASA Statement on SEC’s Climate Disclosure Proposal

Mar 14, 20222 min read

ASA Comments on SEC’s Reopening of “Pay Versus Performance”

Mar 8, 20221 min read

ASA Statement on Senate Banking Arbitration Hearing

Feb 9, 20222 min read

ASA Files Lawsuit to Protect America’s Retirement Savers

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