THE LATEST

ASA & Citadel Securities File Lawsuit Against SEC Challenging Consolidated Audit Trail

ICYMI: FINRA’s Cook Dumps on Consolidated Audit Trail

ASA Statement on SEC Short Sale Disclosure on CAT Rule

ASA Opposes Proposed Predictive Data Analytics Rulemaking

ASA Commends Senators Kennedy & Britt Urging GAO Review of CAT in Light of Investor Privacy Concerns

ASA Submits Comments on Proposed FTC Rule Amending HSR Pre-Merger Filing Process

ASA Statement on Oversight of SEC Ahead of House Financial Services Committee Hearing

ASA in The Wall Street Journal: The SEC Wants to Spy on Your Portfolio

ASA Statement on SEC’s Rulemaking on Investment Company Act Names Rule

ASA Statement Ahead of Financial Services Hearing on Oversight of SEC Investment Management