May 282 min readASA Joins Amicus Brief Urging Supreme Court to Strike Down the Corporate Transparency Act
May 201 min readASA Sends Letter to House Capital Markets Subcommittee Supporting CAT Privacy, SEC Accountability, and China Threat Legislation
May 191 min readASA Applauds SEC Reforms to Help Public Companies Conduct Registered Offerings and Simplify Reporting
May 182 min readASA Welcomes SEC Proposal to Permanently Remove Fixed-Income Securities from Rule 15c2-11
May 51 min readASA Welcomes SEC Proposal to Modernize Corporate Disclosure with Semi-Annual Reporting Option
Apr 302 min readASA Urges FINRA to Overhaul Arbitration System, End Regulatory Capture By Plaintiff Lawyers
Apr 272 min readASA Supports DOL Proposal Protecting Independent Contractor Status for Financial Professionals
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