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THE LATEST

News and updates from the ASA Newsroom.

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Mar 202 min read

ASA Statement Ahead of SEC Speaks Conference

Mar 161 min read

ASA Applauds SEC's Proposed Amendments to Exchange Rule 15c2-11

Mar 131 min read

ASA Releases Comments to SEC on Small-Entity Definitions

Mar 121 min read

ASA Releases Comments to FINRA on Protecting Seniors from Financial Fraud

Mar 92 min read

ASA Releases Comments on SEC’s 45th Annual Small Business Forum

Mar 62 min read

ASA Applauds Florida District Court Ruling Against SEC's Failure to Disclose Off-Channel Communication Fine Calculations

Mar 52 min read

ASA Outlines Recommendations to Protect American Investors from Fraud

Mar 41 min read

ASA Urges Congress to Pass Bipartisan GROWTH Act

Mar 41 min read

ASA Statement on SEC's Private Markets Roundtable

Mar 31 min read

ASA Applauds Introduction of Sen. Kennedy's MSRB Reform Act

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